Swbc Investment Company

Swbc Investment Company (CRD# 140994) is a financial advisory firm headquartered in San Antonio, TX. They manage $143,201,074 in 270 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    143
    MILLION
  • Total Number of Accounts
    270
    ACCOUNTS
  • Average Account Value
    $530,374
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, CA, FL, LA, MD, MN, TX

Financial Advisors at Swbc Investment Company
Showing 1 - 10 of 43 top financial advisors.
1
Joan H. Cleveland
CRD#: 1740453
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
96
Wealthminder
score

Joan Cleveland (CRD# 1740453) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 22 years of experience in the finance industry.

2
Joshua B. Lynch
CRD#: 5681679
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
96
Wealthminder
score

Joshua Lynch (CRD# 5681679) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 7 years of experience in the finance industry.

3
Gay R. Murray
CRD#: 1927929
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
96
Wealthminder
score

Gay Murray (CRD# 1927929) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 17 years of experience in the finance industry.

4
Karen A. Numi
CRD#: 4154455
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
96
Wealthminder
score

Karen Numi (CRD# 4154455) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 14 years of experience in the finance industry. Karen Numi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Kurt T. Von Buettner
CRD#: 4661051
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
96
Wealthminder
score

Kurt Von Buettner (CRD# 4661051) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 13 years of experience in the finance industry. Kurt Von Buettner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Ernesto Aguilar
CRD#: 4936290
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
93
Wealthminder
score

Ernesto Aguilar (CRD# 4936290) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 8 years of experience in the finance industry.

7
Candace J. Burkett
CRD#: 5106798
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
93
Wealthminder
score

Candace Burkett (CRD# 5106798) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 10 years of experience in the finance industry.

8
Salvador Chavez
CRD#: 5497316
6610 Continental Drive, El Paso, TX 79925
93
Wealthminder
score

Salvador Chavez (CRD# 5497316) is an Investment Advisor Representative working at Swbc Investment Company in El Paso, TX and has over 8 years of experience in the finance industry.

9
Bennett D. Coleman
CRD#: 1557534
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
93
Wealthminder
score

Bennett Coleman (CRD# 1557534) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 30 years of experience in the finance industry.

10
Christopher B. Davis
CRD#: 4969777
9311 San Pedro Avenue, Suite 600, San Antonio, TX 78216
93
Wealthminder
score

Christopher Davis (CRD# 4969777) is an Investment Advisor Representative working at Swbc Investment Company in San Antonio, TX and has over 9 years of experience in the finance industry.

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