Sws Advisors, Inc.

Sws Advisors, Inc. (CRD# 120054) is a financial advisory firm headquartered in Columbus, OH. They manage $44,860,000 in 580 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    45
    MILLION
  • Total Number of Accounts
    580
    ACCOUNTS
  • Average Account Value
    $77,345
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, FL, IL, OH, PA, TX

Financial Advisors at Sws Advisors, Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Dennis L. Burgess
CRD#: 1020157
1900 Polaris Parkway, Suite 450, Columbus, OH 43240

Dennis Burgess (CRD# 1020157) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 20 years of experience in the finance industry.

2
Louis Kin Shing Lo
CRD#: 1574965
1900 Polaris Parkway, Suite 450, Columbus, OH 43240

Louis Kin Shing Lo (CRD# 1574965) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 19 years of experience in the finance industry.

3
Christopher A. Martinez
CRD#: 5216336
1900 Polaris Parkway, Suite 450, Columbus, OH 43240

Christopher Martinez (CRD# 5216336) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 15 years of experience in the finance industry.

4
Ralph J. Martinez
CRD#: 1080618
1900 Polaris Parkway, Suite 450, Columbus, OH 43240

Ralph Martinez (CRD# 1080618) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 40 years of experience in the finance industry.

5
Cynthia A. Mason
CRD#: 6139873
1900 Polaris Parkway, Suite 450, Columbus, OH 43240

Cynthia Mason (CRD# 6139873) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 9 years of experience in the finance industry.

6
Richard R. Milliken
CRD#: 3217681
1900 Polaris Parkway, Suite 450, Columbus, OH 43240

Richard Milliken (CRD# 3217681) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 24 years of experience in the finance industry.

7
Robert V. Ostrander
CRD#: 731229
1900 Polaris Parkway, Suite 450, Columbus, OH 43240

Robert Ostrander (CRD# 731229) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 32 years of experience in the finance industry.

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