Sws Advisors, Inc.

Sws Advisors, Inc. (CRD# 120054) is a financial advisory firm headquartered in Columbus, OH. They manage $28,000,000 in 400 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    28
    MILLION
  • Total Number of Accounts
    400
    ACCOUNTS
  • Average Account Value
    $70,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, IL, KY, MD, OH, PA, TX

Financial Advisors at Sws Advisors, Inc.
Showing 1 - 9 of 9 top financial advisors.
1
Robert V. Ostrander
CRD#: 731229
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
96
Wealthminder
score

Robert Ostrander (CRD# 731229) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 25 years of experience in the finance industry. Robert Ostrander has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Beth A. Boehr
CRD#: 1520475
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
93
Wealthminder
score

Beth Boehr (CRD# 1520475) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 17 years of experience in the finance industry.

3
Sterling F. Chappell
CRD#: 1216058
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
93
Wealthminder
score

Sterling Chappell (CRD# 1216058) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 33 years of experience in the finance industry.

4
Christopher A. Martinez
CRD#: 5216336
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
93
Wealthminder
score

Christopher Martinez (CRD# 5216336) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 9 years of experience in the finance industry.

5
Ralph J. Martinez
CRD#: 1080618
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
93
Wealthminder
score

Ralph Martinez (CRD# 1080618) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 34 years of experience in the finance industry.

6
Richard R. Milliken
CRD#: 3217681
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
93
Wealthminder
score

Richard Milliken (CRD# 3217681) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 18 years of experience in the finance industry.

7
Douglas C. Smith
CRD#: 1303996
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
93
Wealthminder
score

Douglas Smith (CRD# 1303996) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 11 years of experience in the finance industry.

8
Dennis L. Burgess
CRD#: 1020157
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
90
Wealthminder
score

Dennis Burgess (CRD# 1020157) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 14 years of experience in the finance industry. Dennis Burgess has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Cynthia A. Mason
CRD#: 6139873
1900 Polaris Parkway, Suite 450, Columbus, OH 43240
89
Wealthminder
score

Cynthia Mason (CRD# 6139873) is an Investment Advisor Representative working at Sws Advisors, Inc. in Columbus, OH and has over 3 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.