Taddei, Ludwig & Associates, Inc.

Taddei, Ludwig & Associates, Inc. (CRD# 152506) is a financial advisory firm headquartered in San Rafael, CA. They manage $380,275,437 in 897 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    380
    MILLION
  • Total Number of Accounts
    897
    ACCOUNTS
  • Average Account Value
    $423,941
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, NH, OR

Financial Advisors at Taddei, Ludwig & Associates, Inc.
Showing 1 - 7 of 7 top financial advisors.
1
John F. Hammond
CRD#: 235344
999 Fifth Ave., Suite 300, San Rafael, CA 94901

John Hammond (CRD# 235344) is an Investment Advisor Representative working at Taddei, Ludwig & Associates, Inc. in San Rafael, CA and has over 25 years of experience in the finance industry.

2
Kirk M. Ludwig
CRD#: 1453087
999 Fifth Ave., Suite 300, San Rafael, CA 94901

Kirk Ludwig (CRD# 1453087) is an Investment Advisor Representative working at Taddei, Ludwig & Associates, Inc. in San Rafael, CA and has over 24 years of experience in the finance industry. Kirk Ludwig has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Diane M. McCracken
CRD#: 2530891
San Rafael, CA 94901

Diane McCracken, ChFC, C(k)P,  leads the Taddei, Ludwig and Associates, Inc. Group Qualified Retirement Planning team. Her team provides research and strategic planning on a wide range of retirement options and services. Most recently she has received the C(k)P® designation, a certification specifically for 401k professionals awarded by the Retirement Advisor University at UCLA Anderson School of Management. Recipients are required to complete a rigorous course-load, specific to the continually changing and complex field of retirement planning.

Diane believes in continuing education and staying abreast of tax law changes that impact Qualified and Non-Qualified Retirement Plans. “My team’s goal is to become a valuable ally and timesaving resource, helping our clients develop and maintain the best qualified retirement plan for their situation.”

Diane began her professional career managing local savings and loan institutions. She later became a business banking officer for a local commercial bank. Her banking career spans a decade, from 1984 until 1994.

Diane joined the TLA team in 1994 and became a partner in 1995.

Diane holds the following credentials and professional designations:

  • Chartered Financial Consultant (ChFC)
  • FINRA Series 6, 7, 63, 65, and 24 securities registrations
  • Qualified Plans Specialist (AXA Advisors, LLC)
  • Certified 401k Professional C(k)P®
  • Accredited Investment Fiduciary (AIF®)

California Insurance License Number: 0B45837

 

415-482-1561

 

4
Meghan M. Nelson
CRD#: 6515535
999 Fifth Ave., Suite 300, San Rafael, CA 94901

Meghan Nelson (CRD# 6515535) is an Investment Advisor Representative working at Taddei, Ludwig & Associates, Inc. in San Rafael, CA and has over 4 years of experience in the finance industry.

5
Jack G. Nixon
CRD#: 348522
999 Fifth Ave., Suite 300, San Rafael, CA 94901

Jack Nixon (CRD# 348522) is an Investment Advisor Representative working at Taddei, Ludwig & Associates, Inc. in San Rafael, CA and has over 24 years of experience in the finance industry.

6
Nicholas F. Safrit
CRD#: 4886742
999 Fifth Ave., Suite 300, San Rafael, CA 94901

Nicholas Safrit (CRD# 4886742) is an Investment Advisor Representative working at Taddei, Ludwig & Associates, Inc. in San Rafael, CA and has over 15 years of experience in the finance industry. Nicholas Safrit has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Matthew F. Taddei
CRD#: 1231923
999 Fifth Ave., Suite 300, San Rafael, CA 94901

Matthew Taddei (CRD# 1231923) is an Investment Advisor Representative working at Taddei, Ludwig & Associates, Inc. in San Rafael, CA and has over 25 years of experience in the finance industry. Matthew Taddei has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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