Tanglewood Legacy Advisors, LLC

Tanglewood Legacy Advisors, LLC (CRD# 127289) is a financial advisory firm headquartered in Houston, TX. They manage $136,000,000 in 203 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    136
    MILLION
  • Total Number of Accounts
    203
    ACCOUNTS
  • Average Account Value
    $669,951
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

NY, TX

Financial Advisors at Tanglewood Legacy Advisors, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Kevin B. Roth
CRD#: 5826198
900 Rockmead Dr Ste 255, Kingwood, TX 77339
103
Wealthminder
score

Kevin helps business owners during times of meaningful transition; be that pivoting for scale, preparing for an outside sale or developing internal succession.

 

While Kevin’s clients span all walks of life, he specializes in using his background in mergers and acquisitions to help private business owners develop and implement growth and exit strategies from their privately held businesses. Business transitions are complex, and as an engineer turned entrepreneur, he understands the emotional and financial commitment required to build a business; and is focused on ensuring owners are prepared for a successful transition when opportunity or desire sets in. He enjoys working closely with their team of advisors during the planning process, helping to bring forward the complex and inseparable relationship between an entrepreneur’s life, business, and finances.

 

Kevin is a Computer Engineering graduate of Texas A&M University. His passion for numbers and working with people led him to obtain his MBA from McCombs School of Business, which eased his career transition to corporate finance for a Fortune 100 Company. There he worked in corporate strategy roles and as a financial analyst on the buy side of mergers and acquisitions. He is a CEPA, Certified Exit Planning Advisor, and CM&AA, Certified Merger and Acquisition Advisor, and a Certified Financial Planner®. He is a frequent speaker to business owners, helping them understand how to architect and monetize business value.

 

Kevin Roth (CRD# 5826198) is an Investment Advisor Representative working at Tanglewood Legacy Advisors, LLC  in Houston, TX and has over 6 years of experience in the finance industry. Kevin Roth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

2
Andrew T. Gardener
CRD#: 1172071
One Riverway, Suite 1700, Houston, TX 77056
96
Wealthminder
score

Andrew Gardener (CRD# 1172071) is an Investment Advisor Representative working at Tanglewood Legacy Advisors, LLC in Houston, TX and has over 34 years of experience in the finance industry. Andrew Gardener has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Shannon J. Pike
CRD#: 3183278
One Riverway, Suite 1550, Houston, TX 77056
96
Wealthminder
score

Shannon Pike (CRD# 3183278) is an Investment Advisor Representative working at Tanglewood Legacy Advisors, LLC in Houston, TX and has over 19 years of experience in the finance industry. Shannon Pike has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Erandathi M. Shaw
CRD#: 4768836
One Riverway, Suite 1550, Houston, TX 77056
96
Wealthminder
score

Erandathi Shaw (CRD# 4768836) is an Investment Advisor Representative working at Tanglewood Legacy Advisors, LLC in Houston, TX and has over 13 years of experience in the finance industry. Erandathi Shaw has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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