Tcfg Investment Advisors, LLC

Tcfg Investment Advisors, LLC (CRD# 166606) is a financial advisory firm headquartered in Laguna Niguel, CA. They manage $200,453,449 in 814 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    200
    MILLION
  • Total Number of Accounts
    814
    ACCOUNTS
  • Average Account Value
    $246,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, NJ, NV, WA, WI

Financial Advisors at Tcfg Investment Advisors, LLC
Showing 1 - 10 of 11 top financial advisors.
1
Terry D. Deever
CRD#: 4215379
28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677
96
Wealthminder
score

Terry Deever (CRD# 4215379) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Laguna Niguel, CA and has over 12 years of experience in the finance industry. Terry Deever has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jon A. Kerby
CRD#: 1325139
28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677
96
Wealthminder
score

Jon Kerby (CRD# 1325139) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Laguna Niguel, CA and has over 24 years of experience in the finance industry. Jon Kerby has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Gregory R. Giles
CRD#: 5081420
Irvine, CA
93
Wealthminder
score

Gregory Giles (CRD# 5081420) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Irvine, CA and has over 7 years of experience in the finance industry.

4
Randall J. Montoya
CRD#: 3130688
Las Vegas, NV
93
Wealthminder
score

Randall Montoya (CRD# 3130688) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Las Vegas, NV and has over 18 years of experience in the finance industry.

5
Paul T. Krause
CRD#: 6160659
4275 Executive Sq., Suite 200, San Diego, CA 92121
90
Wealthminder
score

Paul Krause (CRD# 6160659) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in San Diego, CA and has over 4 years of experience in the finance industry.

6
Christopher L. Schroeder
CRD#: 5709011
28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677
89
Wealthminder
score

Christopher Schroeder (CRD# 5709011) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Laguna Niguel, CA and has over 4 years of experience in the finance industry.

7
Spencer T. Shillig
CRD#: 6396967
340 Rosewood Ave, Suite C, Camarillo, CA 93010
88
Wealthminder
score

Spencer Shillig (CRD# 6396967) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Camarillo, CA and has over 2 years of experience in the finance industry.

8
David M. Stern
CRD#: 1582140
28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677
86
Wealthminder
score

David Stern (CRD# 1582140) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Laguna Niguel, CA and has over 27 years of experience in the finance industry. David Stern has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Thomas J. Wolf
CRD#: 1323566
28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677
86
Wealthminder
score

Thomas Wolf (CRD# 1323566) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Laguna Niguel, CA and has over 32 years of experience in the finance industry. Thomas Wolf has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
James W. Reed
CRD#: 2530894
28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677
83
Wealthminder
score

James Reed (CRD# 2530894) is an Investment Advisor Representative working at Tcfg Investment Advisors, LLC in Laguna Niguel, CA and has over 22 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.