Tfo-tdc, LLC

Tfo-tdc, LLC (CRD# 124407) is a financial advisory firm headquartered in Maumee, OH. They manage $1,424,291,737 in 3,170 accounts and serve the financial needs of clients across 19 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,424
    MILLION
  • Total Number of Accounts
    3,170
    ACCOUNTS
  • Average Account Value
    $449,303
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, FL, GA, IL, IN, MD, MI, MN, MO, NC, NH, NY, OH, PA, TX, VA

Financial Advisors at Tfo-tdc, LLC
Showing 1 - 10 of 27 top financial advisors.
1
Stephanie M. Jeunette
CRD#: 5000149
202 West Boscawen St., Winchester, VA 22601
96
Wealthminder
score

Stephanie Jeunette (CRD# 5000149) is an Investment Advisor Representative working at Tfo-tdc, LLC in Winchester, VA and has over 10 years of experience in the finance industry. Stephanie Jeunette has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Steven J. Schwartz
CRD#: 1245360
2204 Louisiana Street, Suite 233, Houston, TX 77002
96
Wealthminder
score

Steven Schwartz (CRD# 1245360) is an Investment Advisor Representative working at Tfo-tdc, LLC in Houston, TX and has over 32 years of experience in the finance industry. Steven Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Christopher E. Erblich
CRD#: 4731912
2400 E. Biltmore Circle, Suite 1200, Bldg 2, Phoenix, AZ 85016
93
Wealthminder
score

Christopher Erblich (CRD# 4731912) is an Investment Advisor Representative working at Tfo-tdc, LLC in Phoenix, AZ and has over 12 years of experience in the finance industry.

4
Brady M. Fineske
CRD#: 4509147
1440 Arrowhead Drive, Maumee, OH 43537
93
Wealthminder
score

Brady Fineske (CRD# 4509147) is an Investment Advisor Representative working at Tfo-tdc, LLC in Maumee, OH and has over 13 years of experience in the finance industry.

5
James R. Herrick
CRD#: 4952836
1440 Arrowhead Drive, Maumee, OH 43537
93
Wealthminder
score

James Herrick (CRD# 4952836) is an Investment Advisor Representative working at Tfo-tdc, LLC in Maumee, OH and has over 6 years of experience in the finance industry.

6
Richard M. Herrick
CRD#: 1221697
1440 Arrowhead Drive, Maumee, OH 43537
93
Wealthminder
score

Richard Herrick (CRD# 1221697) is an Investment Advisor Representative working at Tfo-tdc, LLC in Maumee, OH and has over 18 years of experience in the finance industry.

7
Michael S. Miller
CRD#: 5607065
2204 Louisiana Street, Suite 233, Houston, TX 77002
93
Wealthminder
score

Michael Miller (CRD# 5607065) is an Investment Advisor Representative working at Tfo-tdc, LLC in Houston, TX and has over 7 years of experience in the finance industry.

8
Russell J. Miller
CRD#: 5370460
2204 Louisiana Street, Suite 233, Houston, TX 77002
93
Wealthminder
score

Russell Miller (CRD# 5370460) is an Investment Advisor Representative working at Tfo-tdc, LLC in Houston, TX and has over 9 years of experience in the finance industry.

9
David S. Sherman
CRD#: 5215565
190 Carondelet Plaza, Suite 1450, Clayton, MO 63105
93
Wealthminder
score

David Sherman (CRD# 5215565) is an Investment Advisor Representative working at Tfo-tdc, LLC in Clayton, MO and has over 9 years of experience in the finance industry.

10
Christopher J. Winters
CRD#: 3137928
1440 Arrowhead Drive, Maumee, OH 43537
93
Wealthminder
score

Christopher Winters (CRD# 3137928) is an Investment Advisor Representative working at Tfo-tdc, LLC in Maumee, OH and has over 11 years of experience in the finance industry.

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