The Broughton Investment Group, Inc.

The Broughton Investment Group, Inc. (CRD# 164389) is a financial advisory firm headquartered in , . They manage $10,850,000 in 72 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    11
    MILLION
  • Total Number of Accounts
    72
    ACCOUNTS
  • Average Account Value
    $150,694
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

TX

Financial Advisors at The Broughton Investment Group, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Dragan Bogatic
CRD#: 4407847
Houston, TX
96
Wealthminder
score

Dragan Bogatic (CRD# 4407847) is an Investment Advisor Representative working at The Broughton Investment Group, Inc. in Houston, TX and has over 15 years of experience in the finance industry. Dragan Bogatic has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Paul K. Broughton
CRD#: 2935732
Houston, TX
93
Wealthminder
score

Paul Broughton (CRD# 2935732) is an Investment Advisor Representative working at The Broughton Investment Group, Inc. in Houston, TX and has over 19 years of experience in the finance industry.

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