The Financial Advisory Group, LLC

The Financial Advisory Group, LLC (CRD# 109558) is a financial advisory firm headquartered in Houston, TX. They manage $1,238,112,419 in 2,434 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,238
    MILLION
  • Total Number of Accounts
    2,434
    ACCOUNTS
  • Average Account Value
    $508,674
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AR, CA, CO, FL, LA, MA, NE, NY, OK, PA, TX, VA

Financial Advisors at The Financial Advisory Group, LLC
Showing 1 - 9 of 9 top financial advisors.
1
Richard J. Alphonso
CRD#: 2357286
5599 San Felipe, Suite 900, Houston, TX 77056

Richard Alphonso (CRD# 2357286) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has over 30 years of experience in the finance industry.

2
Nathan L. Bowen
CRD#: 4711892
5599 San Felipe, Suite 900, Houston, TX 77056

Nathan Bowen (CRD# 4711892) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has over 15 years of experience in the finance industry.

3
Steven A. Estrin
CRD#: 716151
5599 San Felipe, Suite 900, Houston, TX 77056

Steven Estrin (CRD# 716151) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has over 27 years of experience in the finance industry.

4
Juan D. Martinez
CRD#: 6616826
5599 San Felipe, Suite 900, Houston, TX 77056

Juan Martinez (CRD# 6616826) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has over 8 years of experience in the finance industry.

5
Darryl A. Nelson
CRD#: 1319877
5599 San Felipe, Suite 900, Houston, TX 77056

Darryl Nelson (CRD# 1319877) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has over 39 years of experience in the finance industry.

6
Steven J. Rife
CRD#: 5681190
5599 San Felipe, Suite 900, Houston, TX 77056

Steven Rife (CRD# 5681190) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has over 10 years of experience in the finance industry.

7
Thomas S. Sartor
CRD#: 6569255
5599 San Felipe, Suite 900, Houston, TX 77056

Thomas Sartor (CRD# 6569255) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has over 9 years of experience in the finance industry.

8
Christopher Puckett
CRD#: 7698817
5599 San Felipe, Suite 900, Houston, TX 77056

Christopher Puckett (CRD# 7698817) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has 1 year of experience in the finance industry.

9
Rachel L. Romero
CRD#: 7506961
5599 San Felipe, Suite 900, Houston, TX 77056

Rachel Romero (CRD# 7506961) is an Investment Advisor Representative working at The Financial Advisory Group, LLC in Houston, TX and has 1 year of experience in the finance industry.

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