The Financial Advisory Group, Inc.

The Financial Advisory Group, Inc. (CRD# 109558) is a financial advisory firm headquartered in Houston, TX. They manage $680,627,916 in 1,700 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    681
    MILLION
  • Total Number of Accounts
    1,700
    ACCOUNTS
  • Average Account Value
    $400,369
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AR, CA, CO, FL, LA, MA, MS, NE, OK, TN, TX, VA

Financial Advisors at The Financial Advisory Group, Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Richard J. Alphonso
CRD#: 2357286
5599 San Felipe, Suite 900, Houston, TX 77056
93
Wealthminder
score

Richard Alphonso (CRD# 2357286) is an Investment Advisor Representative working at The Financial Advisory Group, Inc. in Houston, TX and has over 24 years of experience in the finance industry.

2
Steven A. Estrin
CRD#: 716151
5599 San Felipe, Suite 900, Houston, TX 77056
93
Wealthminder
score

Steven Estrin (CRD# 716151) is an Investment Advisor Representative working at The Financial Advisory Group, Inc. in Houston, TX and has over 21 years of experience in the finance industry.

3
Steven J. Rife
CRD#: 5681190
5599 San Felipe, Suite 900, Houston, TX 77056
92
Wealthminder
score

Steven Rife (CRD# 5681190) is an Investment Advisor Representative working at The Financial Advisory Group, Inc. in Houston, TX and has over 3 years of experience in the finance industry.

4
Brent S. Johnson
CRD#: 6614621
5599 San Felipe, Suite 900, Houston, TX 77056
90
Wealthminder
score

Brent Johnson (CRD# 6614621) is an Investment Advisor Representative working at The Financial Advisory Group, Inc. in Houston, TX and has 1 year of experience in the finance industry.

5
Juan D. Martinez
CRD#: 6616826
5599 San Felipe, Suite 900, Houston, TX 77056
90
Wealthminder
score

Juan Martinez (CRD# 6616826) is an Investment Advisor Representative working at The Financial Advisory Group, Inc. in Houston, TX and has 1 year of experience in the finance industry.

6
Thomas S. Sartor
CRD#: 6569255
5599 San Felipe, Suite 900, Houston, TX 77056
88
Wealthminder
score

Thomas Sartor (CRD# 6569255) is an Investment Advisor Representative working at The Financial Advisory Group, Inc. in Houston, TX and has over 2 years of experience in the finance industry.

7
Darryl A. Nelson
CRD#: 1319877
5599 San Felipe, Suite 900, Houston, TX 77056
83
Wealthminder
score

Darryl Nelson (CRD# 1319877) is an Investment Advisor Representative working at The Financial Advisory Group, Inc. in Houston, TX and has over 33 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.