The Institute

The Institute (CRD# 127207) is a financial advisory firm headquartered in Denver, CO. They manage $731,783,203 in 1,786 accounts and serve the financial needs of clients across 22 states (or territories).

By the Numbers
  • Total Assets Under Management
    732
    MILLION
  • Total Number of Accounts
    1,786
    ACCOUNTS
  • Average Account Value
    $409,733
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, FL, IL, IN, KY, LA, MA, MD, MI, NC, NJ, NV, NY, OK, OR, TX, UT, VA, WA

Financial Advisors at The Institute
Showing 11 - 16 of 16 top financial advisors.
11
James C. Marshal
CRD#: 2161635
9878 W. Belleview Ave., #2306, Denver, CO 80123

James Marshal (CRD# 2161635) is an Investment Advisor Representative working at The Institute in Denver, CO and has over 26 years of experience in the finance industry.

12
Matthew D. Medeiros
CRD#: 1413962
9878 W. Belleview Ave., #2306, Denver, CO 80123

Matthew Medeiros (CRD# 1413962) is an Investment Advisor Representative working at The Institute in Denver, CO and has over 34 years of experience in the finance industry.

13
Kathy B. Rowe
CRD#: 5821309
Orem, UT

Kathy Rowe (CRD# 5821309) is an Investment Advisor Representative working at The Institute in Orem, UT and has over 13 years of experience in the finance industry.

14
Creg V. Shaffer
CRD#: 5070346
10775 Double R Blvd., Suite 122, Reno, NV 89521

Creg Shaffer (CRD# 5070346) is an Investment Advisor Representative working at The Institute in Reno, NV and has over 18 years of experience in the finance industry.

15
Kelly Stecklein
CRD#: 4201342
9878 W. Belleview Ave., #2306, Denver, CO 80123

Kelly Stecklein (CRD# 4201342) is an Investment Advisor Representative working at The Institute in Denver, CO and has over 23 years of experience in the finance industry.

16
Nathaniel J. Yurica
CRD#: 6367654
9878 W. Belleview Ave., #2306, Denver, CO 80123

Nathaniel Yurica (CRD# 6367654) is an Investment Advisor Representative working at The Institute in Denver, CO and has over 8 years of experience in the finance industry.

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