The Rose Investment Management

The Rose Investment Management (CRD# 121999) is a financial advisory firm headquartered in Santa Rosa, CA. They manage $28,289,577 in 48 accounts and serve the financial needs of clients across 1 states (or territories).

Current Firm Details
P.o. Box 6477, Santa Rosa, CA 95406
By the Numbers
  • Total Assets Under Management
    28
    MILLION
  • Total Number of Accounts
    48
    ACCOUNTS
  • Average Account Value
    $589,366
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

IN

Financial Advisors at The Rose Investment Management
Showing 1 - 1 of 1 top financial advisors.
1
Stephen Little, financial advisor Indianapolis IN
Stephen A. Little
CRD#: 1064432
Indianapolis, IN

Stephen Little (CRD# 1064432) is an Investment Advisor Representative working at The Rose Investment Management in Indianapolis, IN and has over 42 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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