Thomas Leo Advisory, LLC

Thomas Leo Advisory, LLC (CRD# 159271) is a financial advisory firm headquartered in Minneapolis, MN. They manage $75,500,000 in 302 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    76
    MILLION
  • Total Number of Accounts
    302
    ACCOUNTS
  • Average Account Value
    $250,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

MN

Financial Advisors at Thomas Leo Advisory, LLC
Showing 1 - 2 of 2 top financial advisors.
1
Joseph R. Dolan
CRD#: 4264656
1005 West Franklin Avenue, Suite 7, Minneapolis, MN 55405
96
Wealthminder
score

Joseph Dolan (CRD# 4264656) is an Investment Advisor Representative working at Thomas Leo Advisory, LLC in Minneapolis, MN and has over 14 years of experience in the finance industry. Joseph Dolan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Leo C. Arms
CRD#: 3242008
1005 West Franklin Avenue, Suite 7, Minneapolis, MN 55405
93
Wealthminder
score

Leo Arms (CRD# 3242008) is an Investment Advisor Representative working at Thomas Leo Advisory, LLC in Minneapolis, MN and has over 17 years of experience in the finance industry.

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