Thoroughbred Financial Services, LLC

Thoroughbred Financial Services, LLC (CRD# 47893) is a financial advisory firm headquartered in Brentwood, TN. They manage $1,231,936,895 in 4,248 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,232
    MILLION
  • Total Number of Accounts
    4,248
    ACCOUNTS
  • Average Account Value
    $290,004
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, CA, FL, GA, IL, IN, KY, LA, MD, MS, NC, OH, SC, TN, TX, VA

Financial Advisors at Thoroughbred Financial Services, LLC
Showing 1 - 10 of 29 top financial advisors.
1
John S. Atkins
CRD#: 709695
5110 Maryland Way, Suite 300, Brentwood, TN 37027
96
Wealthminder
score

John Atkins (CRD# 709695) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 35 years of experience in the finance industry. John Atkins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
John C. Hause
CRD#: 2132799
5110 Maryland Way, Suite 300, Brentwood, TN 37027
96
Wealthminder
score

John Hause (CRD# 2132799) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 25 years of experience in the finance industry. John Hause has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
James R. Mills
CRD#: 4846815
5110 Maryland Way, Suite 300, Brentwood, TN 37027
96
Wealthminder
score

James Mills (CRD# 4846815) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 11 years of experience in the finance industry. James Mills has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Patrick G. Parker
CRD#: 709713
5110 Maryland Way, Suite 300, Brentwood, TN 37027
96
Wealthminder
score

Patrick Parker (CRD# 709713) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 36 years of experience in the finance industry. Patrick Parker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Michael D. Reynolds
CRD#: 859434
12740 Kingston Pike, Suite 207, Knoxville, TN 37934
96
Wealthminder
score

Michael Reynolds (CRD# 859434) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Knoxville, TN and has over 30 years of experience in the finance industry.

6
Barry G. Steele
CRD#: 1000525
5110 Maryland Way, Suite 300, Brentwood, TN 37027
96
Wealthminder
score

Barry Steele (CRD# 1000525) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 35 years of experience in the finance industry. Barry Steele has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
William A. Weddington
CRD#: 709720
7 Security Drive, Jackson, TN 38305
96
Wealthminder
score

William Weddington (CRD# 709720) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Jackson, TN and has over 36 years of experience in the finance industry. William Weddington has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Michael F. Allan
CRD#: 3051
7 Security Drive, Jackson, TN 38305
93
Wealthminder
score

Michael Allan (CRD# 3051) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Jackson, TN and has over 32 years of experience in the finance industry.

9
Graham M. Allen
CRD#: 1561850
5110 Maryland Way, Suite 300, Brentwood, TN 37027
93
Wealthminder
score

Graham Allen (CRD# 1561850) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 30 years of experience in the finance industry.

10
John M. Fussell
CRD#: 2742780
5110 Maryland Way, Suite 300, Brentwood, TN 37027
93
Wealthminder
score

John Fussell (CRD# 2742780) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 20 years of experience in the finance industry.

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