Tmd & Associates, Inc.

Tmd & Associates, Inc. (CRD# 113896) is a financial advisory firm headquartered in Scottsdale, AZ. They manage $254,460,000 in 197 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    254
    MILLION
  • Total Number of Accounts
    197
    ACCOUNTS
  • Average Account Value
    $1,291,675
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, NH, OK, TX, WA

Financial Advisors at Tmd & Associates, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Steven E. Neeley
CRD#: 5817540
15333 N. Pima Road, Suite 215, Scottsdale, AZ 85260
96
Wealthminder
score

Steven Neeley (CRD# 5817540) is an Investment Advisor Representative working at Tmd & Associates, Inc. in Scottsdale, AZ and has over 6 years of experience in the finance industry. Steven Neeley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Gavin D. Lyons
CRD#: 5997486
15333 N. Pima Road, Suite 215, Scottsdale, AZ 85260
90
Wealthminder
score

Gavin Lyons (CRD# 5997486) is an Investment Advisor Representative working at Tmd & Associates, Inc. in Scottsdale, AZ and has over 5 years of experience in the finance industry.

3
Todd M. Douma
CRD#: 2401333
15333 N. Pima Road, Suite 215, Scottsdale, AZ 85260
86
Wealthminder
score

Todd Douma (CRD# 2401333) is an Investment Advisor Representative working at Tmd & Associates, Inc. in Scottsdale, AZ and has over 23 years of experience in the finance industry. Todd Douma has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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