Tocqueville Asset Management LP

Tocqueville Asset Management LP (CRD# 105690) is a financial advisory firm headquartered in New York, NY. They manage $8,867,921,379 in 2,389 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    8,868
    MILLION
  • Total Number of Accounts
    2,389
    ACCOUNTS
  • Average Account Value
    $3,711,980
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Tocqueville Asset Management LP
Showing 11 - 20 of 35 top financial advisors.
11
Heather A. Guardado
CRD#: 6465355
40 West 57th Street, 19th Floor, New York, NY 10019

Heather Guardado (CRD# 6465355) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has 1 year of experience in the finance industry.

12
Jose E. Guardado
CRD#: 4581528
40 West 57th Street, 19th Floor, New York, NY 10019

Jose Guardado (CRD# 4581528) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 21 years of experience in the finance industry.

13
David T. Harris
CRD#: 803289
40 West 57th Street, 19th Floor, New York, NY 10019

David Harris (CRD# 803289) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 43 years of experience in the finance industry.

14
James E. Hunt
CRD#: 2003648
40 West 57th Street, 19th Floor, New York, NY 10019

James Hunt (CRD# 2003648) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 27 years of experience in the finance industry.

15
Joshua D. Kaufthal
CRD#: 4236510
40 West 57th Street, 19th Floor, New York, NY 10019

Joshua Kaufthal (CRD# 4236510) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 23 years of experience in the finance industry.

16
Paul J. Kleinschmidt
CRD#: 5102086
40 West 57th Street, 19th Floor, New York, NY 10019

Paul Kleinschmidt (CRD# 5102086) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has 1 year of experience in the finance industry.

17
Paul A. Lambert
CRD#: 5603427
40 West 57th Street, 19th Floor, New York, NY 10019

Paul Lambert (CRD# 5603427) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 9 years of experience in the finance industry.

18
James M. Maxwell
CRD#: 7415970
40 West 57th Street, 19th Floor, New York, NY 10019

James Maxwell (CRD# 7415970) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has 1 year of experience in the finance industry.

19
George B. McAuliffe
CRD#: 4623650
40 West 57th Street, 19th Floor, New York, NY 10019

George McAuliffe (CRD# 4623650) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 20 years of experience in the finance industry.

20
Michael T. Meltzer
CRD#: 4381225
40 West 57th Street, 19th Floor, New York, NY 10019

Michael Meltzer (CRD# 4381225) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 22 years of experience in the finance industry.

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