Tradewinds Global Investors, LLC

Tradewinds Global Investors, LLC (CRD# 138476) is a financial advisory firm headquartered in Los Angeles, CA. They manage $3,016,931,027 in 3,589 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,017
    MILLION
  • Total Number of Accounts
    3,589
    ACCOUNTS
  • Average Account Value
    $840,605
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Tradewinds Global Investors, LLC
Showing 1 - 10 of 10 top financial advisors.
1
Jeffrey P. Cusack
CRD#: 1630886
2049 Century Park East, 20th Floor, Los Angeles, CA 90067
93
Wealthminder
score

Jeffrey Cusack (CRD# 1630886) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Los Angeles, CA and has over 7 years of experience in the finance industry.

2
William L. Gurner
CRD#: 2595800
6800 Poplar Avenue, Suite 124, Memphis, TN 38138
93
Wealthminder
score

William Gurner (CRD# 2595800) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Memphis, TN and has over 22 years of experience in the finance industry.

3
Arthur Martirosyan
CRD#: 5098408
2049 Century Park East, 20th Floor, Los Angeles, CA 90067
93
Wealthminder
score

Arthur Martirosyan (CRD# 5098408) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Los Angeles, CA and has over 9 years of experience in the finance industry.

4
Kenneth L. Riffle
CRD#: 1934162
6800 Poplar Avenue, Suite 124, Memphis, TN 38138
93
Wealthminder
score

Kenneth Riffle (CRD# 1934162) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Memphis, TN and has over 23 years of experience in the finance industry.

5
Stephen A. Smith
CRD#: 2366674
2049 Century Park Plaza East, 20th Floor, Los Angeles, CA 90067
93
Wealthminder
score

Stephen Smith (CRD# 2366674) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Los Angeles, CA and has over 22 years of experience in the finance industry.

6
Reed D. Walters
CRD#: 2508923
6800 Poplar Avenue, Suite 124, Memphis, TN 38138
93
Wealthminder
score

Reed Walters (CRD# 2508923) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Memphis, TN and has over 21 years of experience in the finance industry.

7
Rosa E. Alejos
CRD#: 5613414
2049 Century Park East, 20th Floor, Los Angeles, CA 90067
90
Wealthminder
score

Rosa Alejos (CRD# 5613414) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Los Angeles, CA and has 1 year of experience in the finance industry.

8
Joann M. Barry
CRD#: 1568584
2049 Century Park East, 20th Floor, Los Angeles, CA 90067
90
Wealthminder
score

Joann Barry (CRD# 1568584) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Los Angeles, CA and has 1 year of experience in the finance industry.

9
Andrew J. Thelen
CRD#: 4766265
2049 Century Park East, 20th Floor, Los Angeles, CA 90067
90
Wealthminder
score

Andrew Thelen (CRD# 4766265) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Los Angeles, CA and has 1 year of experience in the finance industry.

10
Daniel P. Driscoll
CRD#: 2813345
24 Appaloosa Circle, Hopkinton, MA 01748
89
Wealthminder
score

Daniel Driscoll (CRD# 2813345) is an Investment Advisor Representative working at Tradewinds Global Investors, LLC in Hopkinton, MA and has over 4 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.