Be advised. This firm is no longer registered.

Tradewinds Global Investors, LLC

Tradewinds Global Investors, LLC (CRD# 138476) is a financial advisory firm headquartered in Los Angeles, CA. They manage $3,016,931,027 in 3,589 accounts and serve the financial needs of clients across 52 states (or territories).

Current Firm Details
2049 Century Park East, 20th Floor, Los Angeles, CA 90067
http://www.tradewinds.com
By the Numbers
  • Total Assets Under Management
    3,017
    MILLION
  • Total Number of Accounts
    3,589
    ACCOUNTS
  • Average Account Value
    $840,605
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Tradewinds Global Investors, LLC
No Advisor Found.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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