Transglobal Advisory, LLC

Transglobal Advisory, LLC (CRD# 168709) is a financial advisory firm headquartered in Monrovia, CA. They manage $39,926,417 in 185 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    40
    MILLION
  • Total Number of Accounts
    185
    ACCOUNTS
  • Average Account Value
    $215,818
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, GA, HI, IL, LA, MA, MD, MI, NC, NJ, NV, NY, PA, TX, WA, WY

Financial Advisors at Transglobal Advisory, LLC
Showing 1 - 10 of 19 top financial advisors.
1
Pay-min I. Chang
CRD#: 2299701
185 W Chestnut Ave, Monrovia, CA 91016

Pay-min Chang (CRD# 2299701) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 31 years of experience in the finance industry.

2
Philip C. Hu
CRD#: 2576527
185 W Chestnut Ave, Monrovia, CA 91016

Philip Hu (CRD# 2576527) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 29 years of experience in the finance industry.

3
Erhwei Huang
CRD#: 6930684
185 W Chestnut Ave, Monrovia, CA 91016

Erhwei Huang (CRD# 6930684) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 6 years of experience in the finance industry.

4
Susan Jen
CRD#: 3124578
185 W Chestnut Ave, Monrovia, CA 91016

Susan Jen (CRD# 3124578) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 25 years of experience in the finance industry.

5
Joseph H. Lee
CRD#: 1215252
185 W Chestnut Ave, Monrovia, CA 91016

Joseph Lee (CRD# 1215252) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 36 years of experience in the finance industry.

6
Sichen Li
CRD#: 6418282
185 W Chestnut Ave, Monrovia, CA 91016

Sichen Li (CRD# 6418282) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 9 years of experience in the finance industry.

7
Shiou-ing D. Liou
CRD#: 4436524
185 W Chestnut Ave, Monrovia, CA 91016

Shiou-ing Liou (CRD# 4436524) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 22 years of experience in the finance industry.

8
Sumant S. Pendharkar
CRD#: 6758036
185 W Chestnut Ave, Monrovia, CA 91016

Sumant Pendharkar (CRD# 6758036) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 7 years of experience in the finance industry.

9
Chihhan Chen
CRD#: 7231850
185 W Chestnut Ave, Monrovia, CA 91016

Chihhan Chen (CRD# 7231850) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has 1 year of experience in the finance industry.

10
Xiaoxi Chen
CRD#: 7712972
400 E Diehl Rd, Ste 100, Naperville, IL 60563

Xiaoxi Chen (CRD# 7712972) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Naperville, IL and has 1 year of experience in the finance industry.

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