Triad Investment Management, LLC

Triad Investment Management, LLC (CRD# 146786) is a financial advisory firm headquartered in Newport Beach, CA. They manage $107,391,929 in 64 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    107
    MILLION
  • Total Number of Accounts
    64
    ACCOUNTS
  • Average Account Value
    $1,677,999
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Triad Investment Management, LLC
Showing 1 - 3 of 3 top financial advisors.
1
John E. Heldman
CRD#: 3276168
1301 Dove Street, Suite 1080, Newport Beach, CA 92660
96
Wealthminder
score

John Heldman (CRD# 3276168) is an Investment Advisor Representative working at Triad Investment Management, LLC in Newport Beach, CA and has over 18 years of experience in the finance industry.

2
David M. Hutchison
CRD#: 2602539
1301 Dove Street, Suite 1080, Newport Beach, CA 92660
90
Wealthminder
score

David Hutchison (CRD# 2602539) is an Investment Advisor Representative working at Triad Investment Management, LLC in Newport Beach, CA and has 1 year of experience in the finance industry.

3
Marisa N. Pickar
CRD#: 4796772
1301 Dove Street, Suite 1080, Newport Beach, CA 92660
28
Wealthminder
score

Marisa Pickar (CRD# 4796772) is an Investment Advisor Representative working at Triad Investment Management, LLC in Newport Beach, CA and has over 7 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.