Tribeca Financial, LLC

Tribeca Financial, LLC (CRD# 113245) is a financial advisory firm headquartered in Mesa, AZ. They manage $121,919,397 in 301 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    122
    MILLION
  • Total Number of Accounts
    301
    ACCOUNTS
  • Average Account Value
    $405,048
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, TX, VA

Financial Advisors at Tribeca Financial, LLC
Showing 1 - 7 of 7 top financial advisors.
1
Karl N. Huish
CRD#: 4168086
1635 N. Greenfield Road, Suite 115, Mesa, AZ 85205
96
Wealthminder
score

Karl Huish (CRD# 4168086) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 17 years of experience in the finance industry. Karl Huish has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Ryan J. Ricedorff
CRD#: 4547584
1635 North Greenfield Road, Suite 115, Mesa, AZ 85205
96
Wealthminder
score

Ryan Ricedorff (CRD# 4547584) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 15 years of experience in the finance industry. Ryan Ricedorff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Christopher M. Rich
CRD#: 2257263
1635 North Greenfield Road, Suite 115, Mesa, AZ 85205
96
Wealthminder
score

Christopher Rich (CRD# 2257263) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 23 years of experience in the finance industry. Christopher Rich has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Janel Durfee
CRD#: 4147196
1635 North Greenfield Road, Suite 115, Mesa, AZ 85205
93
Wealthminder
score

Janel Durfee (CRD# 4147196) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 17 years of experience in the finance industry.

5
Curtis B. Fant
CRD#: 5605347
1635 North Greenfield Road, Suite 115, Mesa, AZ 85205
93
Wealthminder
score

Curtis Fant (CRD# 5605347) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 9 years of experience in the finance industry.

6
Christopher P. Roozendaal
CRD#: 3227076
1635 North Greenfield Road, Suite 115, Mesa, AZ 85205
93
Wealthminder
score

Christopher Roozendaal (CRD# 3227076) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 10 years of experience in the finance industry.

7
Kevin D. Shorts
CRD#: 5605051
1635 North Greenfield Road, Suite 115, Mesa, AZ 85205
93
Wealthminder
score

Kevin Shorts (CRD# 5605051) is an Investment Advisor Representative working at Tribeca Financial, LLC in Mesa, AZ and has over 9 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.