Ubs Asset Management (americas) Inc.

Ubs Asset Management (americas) Inc. (CRD# 106838) is a financial advisory firm headquartered in New York, NY. They manage $142,133,052,350 in 10,373 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    142,133
    MILLION
  • Total Number of Accounts
    10,373
    ACCOUNTS
  • Average Account Value
    $13,702,213
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Ubs Asset Management (americas) Inc.
Showing 1 - 10 of 25 top financial advisors.
1
Lynne J. Frank
CRD#: 4814074
1285 Avenue Of The Americas, New York, NY 10019
96
Wealthminder
score

Lynne Frank (CRD# 4814074) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in New York, NY and has over 12 years of experience in the finance industry.

2
Daniel Primeau
CRD#: 5050232
1285 Avenue Of The Americas, New York, NY 10019
96
Wealthminder
score

Daniel Primeau (CRD# 5050232) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in New York, NY and has over 7 years of experience in the finance industry.

3
Benjamin S. Boyer
CRD#: 4445957
1285 Avenue Of The Americas, New York, NY 10019
93
Wealthminder
score

Benjamin Boyer (CRD# 4445957) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in New York, NY and has over 16 years of experience in the finance industry.

4
Cathy A. Desjardins
CRD#: 1591293
370 17th Street , Suite 4100, Denver, CO 80202
93
Wealthminder
score

Cathy Desjardins (CRD# 1591293) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in Denver, CO and has over 21 years of experience in the finance industry.

5
Robert J. Dorfman
CRD#: 2155286
1285 Avenue Of The Americas, New York, NY 10019
93
Wealthminder
score

Robert Dorfman (CRD# 2155286) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in New York, NY and has over 22 years of experience in the finance industry.

6
Kathryn Lopresti
CRD#: 5555982
1285 Avenue Of The Americas, New York, NY 10019
93
Wealthminder
score

Kathryn Lopresti (CRD# 5555982) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in New York, NY and has over 6 years of experience in the finance industry.

7
Mark M. McMillan
CRD#: 2489274
1285 Avenue Of The Americas, New York, NY 10019
93
Wealthminder
score

Mark McMillan (CRD# 2489274) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in New York, NY and has over 22 years of experience in the finance industry.

8
Kevin D. Oconnor
CRD#: 1928882
1 International Place, 26th Floor, Boston, MA 02110
93
Wealthminder
score

Kevin Oconnor (CRD# 1928882) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in Boston, MA and has over 26 years of experience in the finance industry.

9
Marc S. Peterfriend
CRD#: 3095217
1285 Avenue Of The Americas, New York, NY 10019
93
Wealthminder
score

Marc Peterfriend (CRD# 3095217) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in New York, NY and has over 17 years of experience in the finance industry.

10
Megan S. Rotter
CRD#: 4785293
1285 Avenue Of The Americas, New York, NY 10019
93
Wealthminder
score

Megan Rotter (CRD# 4785293) is an Investment Advisor Representative working at Ubs Asset Management (americas) Inc. in New York, NY and has over 14 years of experience in the finance industry.

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