Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $572,470,625,699 in 1,003,533 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    572,471
    MILLION
  • Total Number of Accounts
    1,003,533
    ACCOUNTS
  • Average Account Value
    $570,455
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 11 - 20 of 9,635 top financial advisors.
11
Jeffrey M. Aboloff
CRD#: 1941926
750 Town And Country Blvd, Suite 400, Houston, TX 77024

Jeffrey Aboloff (CRD# 1941926) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Houston, TX and has over 32 years of experience in the finance industry.

12
Jake A. Abraham
CRD#: 6816729
11325 North Community House Road, Suite 600, Charlotte, NC 28277

Jake Abraham (CRD# 6816729) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Charlotte, NC and has over 3 years of experience in the finance industry.

13
Steve M. Abramowicz
CRD#: 2546494
225 108th Avenue Ne, Suite 800, Bellevue, WA 98004

Steve Abramowicz (CRD# 2546494) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bellevue, WA and has over 26 years of experience in the finance industry.

14
Howard L. Abrams
CRD#: 2170883
15821 Ventura Blvd., 6th Floor, Encino, CA 91436

Howard Abrams (CRD# 2170883) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Encino, CA and has over 29 years of experience in the finance industry.

15
Richard A. Abrams
CRD#: 1110023
299 Park Avenue, 8th, 9th, & 11th Floors, New York, NY 10171

Richard Abrams (CRD# 1110023) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 38 years of experience in the finance industry.

16
Mark J. Abramson
CRD#: 1009942
201 N. New York Avenue 3rd Floor, Winter Park, FL 32789

Mark Abramson (CRD# 1009942) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Winter Park, FL and has over 39 years of experience in the finance industry.

17
Guadalupe Abril
CRD#: 4581254
550 Biltmore Way, 7th, 9th & 10th Floor, Coral Gables, FL 33134

Guadalupe Abril (CRD# 4581254) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Coral Gables, FL and has over 12 years of experience in the finance industry.

18
Jamal W. Abu-Shamala
CRD#: 6559296
80 South 8th Street, Suite 2900, Minneapolis, MN 55402

Jamal Abu-Shamala (CRD# 6559296) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Minneapolis, MN and has over 5 years of experience in the finance industry.

19
Michael Acar
CRD#: 6682849
787 7th Avenue, New York, NY 10019

Michael Acar (CRD# 6682849) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 4 years of experience in the finance industry.

20
Jose D. Acebedo
CRD#: 4373575
100 Se 2nd Street, 27th Floor, Miami, FL 33131

Jose Acebedo (CRD# 4373575) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Miami, FL and has over 12 years of experience in the finance industry.

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