Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $496,034,949,376 in 957,738 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    496,035
    MILLION
  • Total Number of Accounts
    957,738
    ACCOUNTS
  • Average Account Value
    $517,923
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Ubs Financial Services Inc.
Showing 21 - 30 of 10,101 top financial advisors.
21
Stanley Abrams
CRD#: 550
Los Angeles, CA 90067

Stanley Abrams (CRD# 550) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 36 years of experience in the finance industry.

22
Mark J. Abramson
CRD#: 1009942
Orlando, FL 32801

Mark Abramson (CRD# 1009942) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Orlando, FL and has over 38 years of experience in the finance industry.

23
Guadalupe Abril
CRD#: 4581254
Coral Gables, FL 33134

Guadalupe Abril (CRD# 4581254) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Coral Gables, FL and has over 10 years of experience in the finance industry.

24
Jamal W. Abu-Shamala
CRD#: 6559296
Minneapolis, MN 55402

Jamal Abu-Shamala (CRD# 6559296) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Minneapolis, MN and has over 4 years of experience in the finance industry.

25
Michael Acar
CRD#: 6682849
New York, NY 10019

Michael Acar (CRD# 6682849) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 2 years of experience in the finance industry.

26
Jose D. Acebedo
CRD#: 4373575
Miami, FL 33131

Jose Acebedo (CRD# 4373575) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Miami, FL and has over 11 years of experience in the finance industry.

27
Ashok S. Acharya
CRD#: 3068982
Weehawken, NJ 07086

Ashok Acharya (CRD# 3068982) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 21 years of experience in the finance industry.

28
Gregory G. Achten
CRD#: 2076400
Cincinnati, OH 45236

Gregory Achten (CRD# 2076400) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 29 years of experience in the finance industry.

29
John G. Acker
CRD#: 3024367
Los Angeles, CA 90067

John Acker (CRD# 3024367) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 21 years of experience in the finance industry.

30
Frank B B. Ackerman
CRD#: 1110398
New York, NY 10166

Frank B Ackerman (CRD# 1110398) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 36 years of experience in the finance industry.

PREV ... 1 2 3 4 5 6 7 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.