Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $572,470,625,699 in 1,003,533 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    572,471
    MILLION
  • Total Number of Accounts
    1,003,533
    ACCOUNTS
  • Average Account Value
    $570,455
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 21 - 30 of 9,635 top financial advisors.
21
Ashok S. Acharya
CRD#: 3068982
Lincoln Harbor, 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086

Ashok Acharya (CRD# 3068982) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 22 years of experience in the finance industry.

22
Gregory G. Achten
CRD#: 2076400
1 North Wacker Drive, 32nd & 33rd, Chicago, IL 60606

Gregory Achten (CRD# 2076400) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Chicago, IL and has over 30 years of experience in the finance industry.

23
John G. Acker
CRD#: 3024367
1999 Avenue Of The Stars, Suite 3600, Los Angeles, CA 90067

John Acker (CRD# 3024367) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Angeles, CA and has over 22 years of experience in the finance industry.

24
Frank B B. Ackerman
CRD#: 1110398
299 Park Ave, 8th, 9th 11th Floor, New York, NY 10171

Frank B Ackerman (CRD# 1110398) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 37 years of experience in the finance industry.

25
Ariana C. Acosta
CRD#: 5244739
1251 Ave Of The Americas, 2nd Floor, New York, NY 10020

Ariana Acosta (CRD# 5244739) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 14 years of experience in the finance industry.

26
Elizabeth Adam
CRD#: 1654353
150 Second Ave. North, Suite 1000, St. Petersburg, FL 33701

Elizabeth Adam (CRD# 1654353) is an Investment Advisor Representative working at Ubs Financial Services Inc. in St. Petersburg, FL and has over 24 years of experience in the finance industry.

27
Chad Adams
CRD#: 4945927
3000 A Street, Suite 100, Anchorage, AK 99503

Chad Adams (CRD# 4945927) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Anchorage, AK and has over 14 years of experience in the finance industry.

28
Charles M. Adams
CRD#: 2558719
3000 A Street, Suite 100, Anchorage, AK 99503

Charles Adams (CRD# 2558719) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Anchorage, AK and has over 26 years of experience in the finance industry.

29
Claire A. Adams
CRD#: 1257320
55 William Street, Wellesley, MA 02481

Claire Adams (CRD# 1257320) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Wellesley, MA and has over 37 years of experience in the finance industry. Claire Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

30
Daniel R. Adams
CRD#: 1754705
2 Union Plaza, New London, CT 06320

Daniel Adams (CRD# 1754705) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 33 years of experience in the finance industry.

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