Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $572,470,625,699 in 1,003,533 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    572,471
    MILLION
  • Total Number of Accounts
    1,003,533
    ACCOUNTS
  • Average Account Value
    $570,455
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 31 - 40 of 9,635 top financial advisors.
31
Donald W. Adams
CRD#: 1986789
681 East Lake Street, Suite 354, Wayzata, MN 55391

Donald Adams (CRD# 1986789) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Wayzata, MN and has over 31 years of experience in the finance industry. Donald Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

32
Douglas S. Adams
CRD#: 2899466
925 4th Ave, 31st & 32nd Floor, Seattle, WA 98104

Douglas Adams (CRD# 2899466) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Seattle, WA and has over 23 years of experience in the finance industry.

33
Holly L. Adams
CRD#: 6308347
3102 West End Avenue, Suite 780, Nashville, TN 37203

Holly Adams (CRD# 6308347) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Nashville, TN and has over 5 years of experience in the finance industry.

34
Jason S. Adams
CRD#: 3263959
7272 Wisconsin Avenue 23rd Floor, Bethesda, MD 20814

Jason Adams (CRD# 3263959) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bethesda, MD and has over 20 years of experience in the finance industry.

35
Jeffrey P. Adams
CRD#: 2768332
12220 El Camino Real, Suite 400, San Diego, CA 92130

Jeffrey Adams (CRD# 2768332) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Diego, CA and has over 24 years of experience in the finance industry.

36
John S. Adams
CRD#: 1159791
925 4th Ave, 31st & 32nd Floor, Seattle, WA 98104

John Adams (CRD# 1159791) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Seattle, WA and has over 37 years of experience in the finance industry.

37
Lorraine K. Adams
CRD#: 4272006
One Pointe Drive, Suite 140, Brea, CA 92821

Lorraine Adams (CRD# 4272006) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Brea, CA and has over 5 years of experience in the finance industry.

38
Marjorie A. Adams
CRD#: 1496846
315 Deadrick Street, 16th Floor, Nashville, TN 37238

Marjorie Adams (CRD# 1496846) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Nashville, TN and has over 18 years of experience in the finance industry.

39
Michael R. Adams
CRD#: 3017989
One Valmont Plaza; Suite 300, Omaha, NE 68154

Michael Adams (CRD# 3017989) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Omaha, NE and has over 23 years of experience in the finance industry.

40
Nichole Elizabeth E. Adams
CRD#: 4907232
1200 Prospect Street, Suite 100, La Jolla, CA 92037

Nichole Elizabeth Adams (CRD# 4907232) is an Investment Advisor Representative working at Ubs Financial Services Inc. in La Jolla, CA and has over 15 years of experience in the finance industry.

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