Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $572,470,625,699 in 1,003,533 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    572,471
    MILLION
  • Total Number of Accounts
    1,003,533
    ACCOUNTS
  • Average Account Value
    $570,455
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 41 - 50 of 9,635 top financial advisors.
41
Patrick M. Adams
CRD#: 2039213
110 S. Union St., Suite 101, Alexandria, VA 22314

Patrick Adams (CRD# 2039213) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Alexandria, VA and has over 31 years of experience in the finance industry.

42
Paul R. Adams
CRD#: 2921005
225 108th Avenue Ne, Suite 800, Bellevue, WA 98004

Paul Adams (CRD# 2921005) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Bellevue, WA and has over 23 years of experience in the finance industry.

43
Seth C. Adams
CRD#: 3138057
2 Union Plaza, New London, CT 06320

Seth Adams (CRD# 3138057) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 21 years of experience in the finance industry.

44
Daniel R. Adams Jr
CRD#: 5962487
2 Union Plaza, New London, CT 06320

Daniel Adams Jr (CRD# 5962487) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 8 years of experience in the finance industry.

45
Lena N. Adams-Winkel
CRD#: 3169753
1700 South 10th Street, Paseo Plaza Shopping Center, Mcallen, TX 78503

Lena Adams-Winkel (CRD# 3169753) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Mcallen, TX and has over 22 years of experience in the finance industry.

46
Jonathan A. Adamsky
CRD#: 2933918
Armonk, NY

Jonathan Adamsky (CRD# 2933918) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Armonk, NY and has over 23 years of experience in the finance industry.

47
Bryan C. Adamson
CRD#: 4397919
5515 Utica Ridge Road, Davenport, IA 52807

Bryan Adamson (CRD# 4397919) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Davenport, IA and has over 19 years of experience in the finance industry.

48
Seth L. Adamson
CRD#: 6690104
The Towers At Kenwood, 8044 Montgomery Road, Ste. 100w, Cincinnati, OH 45236

Seth Adamson (CRD# 6690104) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Cincinnati, OH and has over 4 years of experience in the finance industry.

49
Mark A. Addessi
CRD#: 1093993
1285 Avenue Of The Americas, 15 Thru 18th Floors, New York, NY 10019

Mark Addessi (CRD# 1093993) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 38 years of experience in the finance industry.

50
Stephen J. Adeletti
CRD#: 1619222
2 Union Plaza, New London, CT 06320

Stephen Adeletti (CRD# 1619222) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 34 years of experience in the finance industry.

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