Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $496,034,949,376 in 957,738 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    496,035
    MILLION
  • Total Number of Accounts
    957,738
    ACCOUNTS
  • Average Account Value
    $517,923
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Ubs Financial Services Inc.
Showing 61 - 70 of 9,910 top financial advisors.
61
William Aderholdt
CRD#: 5854063
717 Green Valley Road, Suite 250, Greensboro, NC 27408

William Aderholdt (CRD# 5854063) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Greensboro, NC and has over 8 years of experience in the finance industry.

62
Alexandria L. Adiutori
CRD#: 6737880
750 University Avenue, Suite 250, Los Gatos, CA 95032

Alexandria Adiutori (CRD# 6737880) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Los Gatos, CA and has 1 year of experience in the finance industry.

63
Mary L. Adkins
CRD#: 4511877
800 South Gay Street, Suite 2600, Knoxville, TN 37929

Mary Adkins (CRD# 4511877) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Knoxville, TN and has over 17 years of experience in the finance industry.

64
Matthew E. Adlard
CRD#: 6354198
20 Pacifica, Irvine, CA 92618

Matthew Adlard (CRD# 6354198) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Irvine, CA and has over 3 years of experience in the finance industry.

65
Brandon S. Affeldt
CRD#: 6423673
One Monarch Place, Suite 1400, Springfield, MA 01144

Brandon Affeldt (CRD# 6423673) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Springfield, MA and has over 3 years of experience in the finance industry.

66
Jeffrey G. Affeldt
CRD#: 1748546
One Monarch Place, Suite 1400, Springfield, MA 01144

Jeffrey Affeldt (CRD# 1748546) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Springfield, MA and has over 32 years of experience in the finance industry.

67
Mario H. Afram
CRD#: 1876046
61 South Paramus Road, Mack Center Iv, Paramus, NJ 07652

Mario Afram (CRD# 1876046) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Paramus, NJ and has over 30 years of experience in the finance industry.

68
Priya Aggarwal
CRD#: 4577401
555 California St, 34th, 36th & 46th Floors, San Francisco, CA 94104

Priya Aggarwal (CRD# 4577401) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 17 years of experience in the finance industry.

69
Sandra Ago
CRD#: 5817983
4400 Post Oak Parkway, Houston, TX 77027

Sandra Ago (CRD# 5817983) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Houston, TX and has over 8 years of experience in the finance industry.

70
Xavier A. Aguayo Diaz
CRD#: 2926408
250 Munoz Rivera Avenue, San Juan, PR 00918

Xavier Aguayo Diaz (CRD# 2926408) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Juan, PR and has over 22 years of experience in the finance industry.

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