Ubs Financial Services Inc.

Ubs Financial Services Inc. (CRD# 8174) is a financial advisory firm headquartered in Weehawken, NJ. They manage $702,387,082,915 in 1,093,486 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    702,387
    MILLION
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Ubs Financial Services Inc.
Showing 71 - 80 of 9,235 top financial advisors.
71
Diane I. Aka-Bashorun
CRD#: 4443051
1200 Harbor Boulevard, Weehawken, NJ 07086

Diane Aka-Bashorun (CRD# 4443051) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 21 years of experience in the finance industry.

72
Christopher Albanese
CRD#: 5910059
Ubs Bank Usa - Salt Lake City, One North Wacker Drive, Chicago, IL 60606

Christopher Albanese (CRD# 5910059) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Chicago, IL and has over 12 years of experience in the finance industry.

73
Seth D. Albeck
CRD#: 5579616
One Post Office Square, Boston, MA 02109

Seth Albeck (CRD# 5579616) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Boston, MA and has over 13 years of experience in the finance industry.

74
Jessica Albino
CRD#: 4843820
Independent Square, One Independent Dr. Suite 1700, Jacksonville, FL 32202

Jessica Albino (CRD# 4843820) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Jacksonville, FL and has over 12 years of experience in the finance industry.

75
Jolene G. Albrecht
CRD#: 2784341
20 Pacifica, Irvine, CA 92618

Jolene Albrecht (CRD# 2784341) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Irvine, CA and has over 27 years of experience in the finance industry.

76
Brian A. Alden
CRD#: 6066830
Lincoln Harbor, 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086

Brian Alden (CRD# 6066830) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 10 years of experience in the finance industry.

77
Piet Aldrich
CRD#: 4652843
12220 El Camino Real, Suite 400, San Diego, CA 92130

Piet Aldrich (CRD# 4652843) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Diego, CA and has over 20 years of experience in the finance industry.

78
Cristine B. Ale
CRD#: 5963658
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086

Cristine Ale (CRD# 5963658) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Weehawken, NJ and has over 11 years of experience in the finance industry.

79
Frank M. Alecci
CRD#: 2633
61 South Paramus Road, Mack Center Iv, Paramus, NJ 07652

Frank Alecci (CRD# 2633) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Paramus, NJ and has over 37 years of experience in the finance industry.

80
Jeffrey M. Alecci
CRD#: 1827228
61 South Paramus Road, Mack Center Iv, Paramus, NJ 07652

Jeffrey Alecci (CRD# 1827228) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Paramus, NJ and has over 35 years of experience in the finance industry.

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