Ucap Asset Management LLC

Ucap Asset Management LLC (CRD# 170846) is a financial advisory firm headquartered in New York, NY. They manage $154,764,076 in 210 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    155
    MILLION
  • Total Number of Accounts
    210
    ACCOUNTS
  • Average Account Value
    $736,972
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, DE, FL, GA, IL, MS, NY, PR, SC, TN, TX, VA

Financial Advisors at Ucap Asset Management LLC
Showing 1 - 9 of 9 top financial advisors.
1
Juan C. Aleman
CRD#: 5143697
Los Angeles, CA

Juan Aleman (CRD# 5143697) is an Investment Advisor Representative working at Ucap Asset Management LLC in Los Angeles, CA and has over 14 years of experience in the finance industry.

2
Emmanuel M. Casuscelli
CRD#: 5036738
1001 Brickell Bay Drive Suite 1714, Miami, FL 33131

Emmanuel Casuscelli (CRD# 5036738) is an Investment Advisor Representative working at Ucap Asset Management LLC in Miami, FL and has over 10 years of experience in the finance industry.

3
Oscar D. Flores De Valgaz
CRD#: 4598645
275 Madison Avenue, 38th Floor, New York, NY 10016

Oscar Flores De Valgaz (CRD# 4598645) is an Investment Advisor Representative working at Ucap Asset Management LLC in New York, NY and has over 15 years of experience in the finance industry.

4
Robert D. Haggard
CRD#: 2073194
44 Milton Avenue, Alpharetta, GA 30009

Robert Haggard (CRD# 2073194) is an Investment Advisor Representative working at Ucap Asset Management LLC in Alpharetta, GA and has over 30 years of experience in the finance industry. Robert Haggard has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Matteo Invernizzi
CRD#: 2430092
1200 Brickell, Suite 501, Miami, FL 33131

Matteo Invernizzi (CRD# 2430092) is an Investment Advisor Representative working at Ucap Asset Management LLC in Miami, FL and has over 26 years of experience in the finance industry.

6
James M. Jiao
CRD#: 2544249
275 Madison Avenue, 38th Floor, New York, NY 10016

James Jiao (CRD# 2544249) is an Investment Advisor Representative working at Ucap Asset Management LLC in New York, NY and has over 26 years of experience in the finance industry.

7
Julio A. Martinez
CRD#: 1966366
275 Madison Avenue, 38th Floor, New York, NY 10016

Julio Martinez (CRD# 1966366) is an Investment Advisor Representative working at Ucap Asset Management LLC in New York, NY and has over 22 years of experience in the finance industry.

8
Iris Sanguinetti
CRD#: 4356882
275 Madison Avenue, 38th Floor, New York, NY 10016

Iris Sanguinetti (CRD# 4356882) is an Investment Advisor Representative working at Ucap Asset Management LLC in New York, NY and has over 19 years of experience in the finance industry.

9
Andres F. Talero
CRD#: 4281352
Tarzana, CA

Andres Talero (CRD# 4281352) is an Investment Advisor Representative working at Ucap Asset Management LLC in Tarzana, CA and has over 20 years of experience in the finance industry.

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