Uhlmann Investment Management, LLC

Uhlmann Investment Management, LLC (CRD# 118025) is a financial advisory firm headquartered in Chicago, IL. They manage $75,000,000 in 250 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    75
    MILLION
  • Total Number of Accounts
    250
    ACCOUNTS
  • Average Account Value
    $300,000
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, IL, IN, MN, TX, WI

Financial Advisors at Uhlmann Investment Management, LLC
Showing 1 - 10 of 13 top financial advisors.
1
Daniel P. Wachs
CRD#: 2779300
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
96
Wealthminder
score

Daniel Wachs (CRD# 2779300) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 21 years of experience in the finance industry. Daniel Wachs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Vernon K. Armour
CRD#: 2183439
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Vernon Armour (CRD# 2183439) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 25 years of experience in the finance industry.

3
James D. Baer
CRD#: 9936
141 W. Jackson Blvd., Suite 1340a, Chicago, IL 60604
93
Wealthminder
score

James Baer (CRD# 9936) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 16 years of experience in the finance industry.

4
Byron A. Brook
CRD#: 730606
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Byron Brook (CRD# 730606) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 30 years of experience in the finance industry.

5
Michael C. Dillon
CRD#: 2028225
5202 Old Orchard Road, Suite 250, Skokie, IL 60077
93
Wealthminder
score

Michael Dillon (CRD# 2028225) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Skokie, IL and has over 26 years of experience in the finance industry.

6
Lawrence M. Doody
CRD#: 1634742
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Lawrence Doody (CRD# 1634742) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 30 years of experience in the finance industry.

7
Todd R. Fincannon
CRD#: 4264601
141 W. Jackson, Suite 1340 A, Merrillville, IN 46410
93
Wealthminder
score

Todd Fincannon (CRD# 4264601) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Merrillville, IN and has over 17 years of experience in the finance industry.

8
Terry M. Finkel
CRD#: 1453583
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Terry Finkel (CRD# 1453583) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 31 years of experience in the finance industry.

9
Alan R. Konn
CRD#: 1406973
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Alan Konn (CRD# 1406973) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 32 years of experience in the finance industry.

10
Ronny K. Mark
CRD#: 2519500
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
90
Wealthminder
score

Ronny Mark (CRD# 2519500) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 4 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.