Uhlmann Investment Management, LLC

Uhlmann Investment Management, LLC (CRD# 118025) is a financial advisory firm headquartered in Chicago, IL. They manage $75,000,000 in 250 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    75
    MILLION
  • Total Number of Accounts
    250
    ACCOUNTS
  • Average Account Value
    $300,000
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, IL, IN, MN, TX, WI

Financial Advisors at Uhlmann Investment Management, LLC
Showing 1 - 10 of 13 top financial advisors.
1
Daniel P. Wachs
CRD#: 2779300
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
96
Wealthminder
score

Daniel Wachs (CRD# 2779300) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 20 years of experience in the finance industry. Daniel Wachs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Vernon K. Armour
CRD#: 2183439
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Vernon Armour (CRD# 2183439) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 24 years of experience in the finance industry.

3
James D. Baer
CRD#: 9936
141 W. Jackson Blvd., Suite 1340a, Chicago, IL 60604
93
Wealthminder
score

James Baer (CRD# 9936) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

4
Byron A. Brook
CRD#: 730606
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Byron Brook (CRD# 730606) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 29 years of experience in the finance industry.

5
Michael C. Dillon
CRD#: 2028225
5202 Old Orchard Road, Suite 250, Skokie, IL 60077
93
Wealthminder
score

Michael Dillon (CRD# 2028225) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Skokie, IL and has over 25 years of experience in the finance industry.

6
Lawrence M. Doody
CRD#: 1634742
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Lawrence Doody (CRD# 1634742) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 29 years of experience in the finance industry.

7
Todd R. Fincannon
CRD#: 4264601
141 W. Jackson, Suite 1340 A, Merrillville, IN 46410
93
Wealthminder
score

Todd Fincannon (CRD# 4264601) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Merrillville, IN and has over 16 years of experience in the finance industry.

8
Terry M. Finkel
CRD#: 1453583
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Terry Finkel (CRD# 1453583) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 30 years of experience in the finance industry.

9
Alan R. Konn
CRD#: 1406973
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
93
Wealthminder
score

Alan Konn (CRD# 1406973) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 31 years of experience in the finance industry.

10
Ronny K. Mark
CRD#: 2519500
141 W. Jackson, Suite 1340 A, Chicago, IL 60604
90
Wealthminder
score

Ronny Mark (CRD# 2519500) is an Investment Advisor Representative working at Uhlmann Investment Management, LLC in Chicago, IL and has over 3 years of experience in the finance industry.

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