Umb Financial Services, Inc.

Umb Financial Services, Inc. (CRD# 17073) is a financial advisory firm headquartered in Kansas City, MO. They manage $16,943,430 in 57 accounts and serve the financial needs of clients across 40 states (or territories).

By the Numbers
  • Total Assets Under Management
    17
    MILLION
  • Total Number of Accounts
    57
    ACCOUNTS
  • Average Account Value
    $297,253
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, KS, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NV, NY, OH, OK, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY

Financial Advisors at Umb Financial Services, Inc.
Showing 1 - 10 of 81 top financial advisors.
1
Deborah L. Alexander
CRD#: 4444456
928 Grand, Kansas City, MO 64106
96
Wealthminder
score

Deborah Alexander (CRD# 4444456) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Kansas City, MO and has over 16 years of experience in the finance industry.

2
David M. Compere
CRD#: 5325195
1150 E Battlefield, Springfield, MO 65807
96
Wealthminder
score

David Compere (CRD# 5325195) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Springfield, MO and has over 11 years of experience in the finance industry. David Compere has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Matthew J. Connell
CRD#: 3183511
16210 N Scottsdale Rd, Scottsdale, AZ 85254
96
Wealthminder
score

Matthew Connell (CRD# 3183511) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Scottsdale, AZ and has over 19 years of experience in the finance industry. Matthew Connell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jan T. Heaman
CRD#: 4729124
2 South Broadway, Saint Louis, MO 63102
96
Wealthminder
score

Jan Heaman (CRD# 4729124) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Saint Louis, MO and has over 14 years of experience in the finance industry. Jan Heaman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Peter G. Menihan
CRD#: 715261
928 Grand, Kansas City, MO 64106
96
Wealthminder
score

Peter Menihan (CRD# 715261) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Kansas City, MO and has over 37 years of experience in the finance industry. Peter Menihan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Karen A. Numi
CRD#: 4154455
7700 Forsyth Blvd, Suite 120, Clayton, MO 63105
96
Wealthminder
score

Karen Numi (CRD# 4154455) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Clayton, MO and has over 16 years of experience in the finance industry. Karen Numi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Roderic C. Russell
CRD#: 1817655
1310 Carondelet, Kansas City, MO 64114
96
Wealthminder
score

Roderic Russell (CRD# 1817655) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Kansas City, MO and has over 25 years of experience in the finance industry. Roderic Russell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Daniel W. Weeks
CRD#: 5159118
1670 Broadway, Denver, CO 80202
96
Wealthminder
score

Daniel Weeks (CRD# 5159118) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Denver, CO and has over 11 years of experience in the finance industry. Daniel Weeks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Tanga L. Alexander
CRD#: 1432928
1670 Broadway, Denver, CO 80202
93
Wealthminder
score

Tanga Alexander (CRD# 1432928) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Denver, CO and has over 32 years of experience in the finance industry.

10
Gregory A. Aman
CRD#: 3183807
1010 Grand, Kansas City, MO 64106
93
Wealthminder
score

Gregory Aman (CRD# 3183807) is an Investment Advisor Representative working at Umb Financial Services, Inc. in Kansas City, MO and has over 19 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.