Umpqua Investments, Inc.

Umpqua Investments, Inc. (CRD# 1254) is a financial advisory firm headquartered in Portland, OR. They manage $542,554,980 in 2,318 accounts and serve the financial needs of clients across 41 states (or territories).

By the Numbers
  • Total Assets Under Management
    543
    MILLION
  • Total Number of Accounts
    2,318
    ACCOUNTS
  • Average Account Value
    $234,062
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SD, TX, UT, VA, WA, WI

Financial Advisors at Umpqua Investments, Inc.
Showing 1 - 10 of 73 top financial advisors.
1
David A. Stockton
CRD#: 2352358
One Sw Columbia Street, Suite 300, Portland, OR 97258
96
Wealthminder
score

David Stockton (CRD# 2352358) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 23 years of experience in the finance industry. David Stockton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Charissa E. Anderson
CRD#: 4964824
805 Sw Broadway, Suite 2240, Portland, OR 97205
93
Wealthminder
score

Charissa Anderson (CRD# 4964824) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 10 years of experience in the finance industry.

3
David R. Balk
CRD#: 1987660
One Sw Columbia Street, Suite 300, Portland, OR 97258
93
Wealthminder
score

David Balk (CRD# 1987660) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 27 years of experience in the finance industry.

4
Brent R. Bridenback
CRD#: 2883618
1630 Queen Anne Avenue North, Seattle, WA 98109
93
Wealthminder
score

Brent Bridenback (CRD# 2883618) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Seattle, WA and has over 6 years of experience in the finance industry.

5
Mary E. Casey
CRD#: 1481300
10 Ne 181st Ave, Portland, OR 97230
93
Wealthminder
score

Mary Casey (CRD# 1481300) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 28 years of experience in the finance industry.

6
Susan M. Chandler
CRD#: 2378573
1111 Third Avenue, Suite 2900, Seattle, WA 98101
93
Wealthminder
score

Susan Chandler (CRD# 2378573) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Seattle, WA and has over 22 years of experience in the finance industry.

7
Janet L. Christin
CRD#: 2113990
401 N Market Blvd, Chehalis, WA 98532
93
Wealthminder
score

Janet Christin (CRD# 2113990) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Chehalis, WA and has over 25 years of experience in the finance industry.

8
Elizabeth M. Clarkson
CRD#: 2637635
One Sw Columbia Street, Suite 300, Portland, OR 97258
93
Wealthminder
score

Elizabeth Clarkson (CRD# 2637635) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 21 years of experience in the finance industry.

9
Christian E. Cobb
CRD#: 5726511
805 Sw Broadway, Suite 2240, Portland, OR 97205
93
Wealthminder
score

Christian Cobb (CRD# 5726511) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 6 years of experience in the finance industry.

10
Jeffrey A. Crouch
CRD#: 1965709
One Sw Columbia Street, Suite #300, Portland, OR 97258
93
Wealthminder
score

Jeffrey Crouch (CRD# 1965709) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 17 years of experience in the finance industry.

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