Umpqua Investments, Inc.

Umpqua Investments, Inc. (CRD# 1254) is a financial advisory firm headquartered in Portland, OR. They manage $839,177,000 in 2,267 accounts and serve the financial needs of clients across 29 states (or territories).

By the Numbers
  • Total Assets Under Management
    839
    MILLION
  • Total Number of Accounts
    2,267
    ACCOUNTS
  • Average Account Value
    $370,171
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AR, AZ, CA, CO, DE, FL, HI, ID, IN, KY, LA, MA, MI, MN, MO, NC, NE, NH, NJ, NM, NY, OH, OR, PA, SC, TX, WA, WI

Financial Advisors at Umpqua Investments, Inc.
Showing 1 - 10 of 54 top financial advisors.
1
Marilyn M. Ames
CRD#: 2859357
1111 Third Avenue, Suite 2900, Seattle, WA 98101

Marilyn Ames (CRD# 2859357) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Seattle, WA and has over 23 years of experience in the finance industry.

2
Todd M. Aquilina
CRD#: 6012137
One Capital Mall, Suite 610, Sacramento, CA 95814

Todd Aquilina (CRD# 6012137) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Sacramento, CA and has over 7 years of experience in the finance industry.

3
David R. Balk
CRD#: 1987660
One Sw Columbia Street, Suite 300, Portland, OR 97204

David Balk (CRD# 1987660) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 31 years of experience in the finance industry.

4
Ryan J. Brown
CRD#: 2977255
One Sw Columbia Street, Suite 300, Portland, OR 97204

Ryan Brown (CRD# 2977255) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 22 years of experience in the finance industry.

5
David M. Budd
CRD#: 5209784
805 Sw Broadway, Suite 2240, Portland, OR 97205

David Budd (CRD# 5209784) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 14 years of experience in the finance industry. David Budd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Susan M. Chandler
CRD#: 2378573
1111 Third Avenue, Suite 2900, Seattle, WA 98101

Susan Chandler (CRD# 2378573) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Seattle, WA and has over 26 years of experience in the finance industry.

7
Steven B. Chang
CRD#: 4386630
One Sw Columbia Street, Suite 300, Portland, OR 97204

Steven Chang (CRD# 4386630) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 19 years of experience in the finance industry.

8
Marie M. Clow
CRD#: 1630660
One Sw Columbia Street, Suite 300, Portland, OR 97204

Marie Clow (CRD# 1630660) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 29 years of experience in the finance industry.

9
Virginia L. Davis
CRD#: 2987975
One Sw Columbia Street, Suite #300, Portland, OR 97204

Virginia Davis (CRD# 2987975) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 14 years of experience in the finance industry.

10
Mark T. Defeo
CRD#: 3018394
1111 Third Avenue, Suite 2900, Seattle, WA 98101

Mark Defeo (CRD# 3018394) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Seattle, WA and has over 22 years of experience in the finance industry.

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