Umpqua Investments, Inc.

Umpqua Investments, Inc. (CRD# 1254) is a financial advisory firm headquartered in Portland, OR. They manage $720,383,000 in 2,332 accounts and serve the financial needs of clients across 42 states (or territories).

By the Numbers
  • Total Assets Under Management
    720
    MILLION
  • Total Number of Accounts
    2,332
    ACCOUNTS
  • Average Account Value
    $308,912
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SD, TN, TX, UT, VA, WA, WI

Financial Advisors at Umpqua Investments, Inc.
Showing 1 - 10 of 77 top financial advisors.
1
David M. Budd
CRD#: 5209784
805 Sw Broadway, Suite 2240, Portland, OR 97205
96
Wealthminder
score

David Budd (CRD# 5209784) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 11 years of experience in the finance industry. David Budd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jeffrey M. Marshall
CRD#: 2842242
One Sw Columbia Street, Suite 300, Portland, OR 97258
96
Wealthminder
score

Jeffrey Marshall (CRD# 2842242) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 21 years of experience in the finance industry.

3
Rebecca L. Semper
CRD#: 2236608
805 Sw Broadway, Suite 2240, Portland, OR 97205
96
Wealthminder
score

Rebecca Semper (CRD# 2236608) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 23 years of experience in the finance industry. Rebecca Semper has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Shaun M. Skeris
CRD#: 4483454
20 Pacifica, Suite 200, Irvine, CA 92618
96
Wealthminder
score

Shaun Skeris (CRD# 4483454) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Irvine, CA and has over 15 years of experience in the finance industry.

5
David A. Stockton
CRD#: 2352358
One Sw Columbia Street, Suite 300, Portland, OR 97258
96
Wealthminder
score

David Stockton (CRD# 2352358) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 24 years of experience in the finance industry. David Stockton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Marilyn M. Ames
CRD#: 2859357
1111 Third Avenue, Suite 2900, Seattle, WA 98101
93
Wealthminder
score

Marilyn Ames (CRD# 2859357) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Seattle, WA and has over 21 years of experience in the finance industry.

7
Charissa E. Anderson
CRD#: 4964824
805 Sw Broadway, Suite 2240, Portland, OR 97205
93
Wealthminder
score

Charissa Anderson (CRD# 4964824) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 12 years of experience in the finance industry.

8
Todd M. Aquilina
CRD#: 6012137
One Capital Mall, Suite 610, Sacramento, CA 95814
93
Wealthminder
score

Todd Aquilina (CRD# 6012137) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Sacramento, CA and has over 5 years of experience in the finance industry.

9
David R. Balk
CRD#: 1987660
One Sw Columbia Street, Suite 300, Portland, OR 97258
93
Wealthminder
score

David Balk (CRD# 1987660) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 28 years of experience in the finance industry.

10
Brent R. Bridenback
CRD#: 2883618
1111 Third Avenue, Suite 2900, Seattle, WA 98101
93
Wealthminder
score

Brent Bridenback (CRD# 2883618) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Seattle, WA and has over 8 years of experience in the finance industry.

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