Union Capital Company

Union Capital Company (CRD# 110301) is a financial advisory firm headquartered in Tucson, AZ. They manage $60,000,000 in 260 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    60
    MILLION
  • Total Number of Accounts
    260
    ACCOUNTS
  • Average Account Value
    $230,769
Compensation Options
  • A percentage of assets under your management
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, OH, TX

Financial Advisors at Union Capital Company
Showing 1 - 10 of 17 top financial advisors.
1
Noemi L. Ortega
CRD#: 2486499
6407 East Grant Road, Tucson, AZ 85715
93
Wealthminder
score

Noemi Ortega (CRD# 2486499) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 23 years of experience in the finance industry.

2
Lincoln T. Yu
CRD#: 475393
San Antonio, TX
93
Wealthminder
score

Lincoln Yu (CRD# 475393) is an Investment Advisor Representative working at Union Capital Company in San Antonio, TX and has over 37 years of experience in the finance industry.

3
Michael Caffrey
CRD#: 6850281
6407 E. Grant Road, Tucson, AZ 85715
87
Wealthminder
score

Michael Caffrey (CRD# 6850281) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has 1 year of experience in the finance industry.

4
Joseph F. Bodkin
CRD#: 24606
6407 E. Grant Road, Tucson, AZ 85715
83
Wealthminder
score

Joseph Bodkin (CRD# 24606) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 37 years of experience in the finance industry.

5
George N. Hallad
CRD#: 234371
6425 East Grant Road, Tucson, AZ 85715
83
Wealthminder
score

George Hallad (CRD# 234371) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 34 years of experience in the finance industry.

6
Peter C. Naftzger
CRD#: 3201740
Nevada City, CA
83
Wealthminder
score

Peter Naftzger (CRD# 3201740) is an Investment Advisor Representative working at Union Capital Company in Nevada City, CA and has over 19 years of experience in the finance industry.

7
Edward T. Carpenter
CRD#: 2172969
6407 East Grant Road, Tucson, AZ 85715
81
Wealthminder
score

Edward Carpenter (CRD# 2172969) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 26 years of experience in the finance industry.

8
Anna A. Connot
CRD#: 4797987
6407 E. Grant Road, Tucson, AZ 85715
81
Wealthminder
score

Anna Connot (CRD# 4797987) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 11 years of experience in the finance industry.

9
Kevin M. Brown
CRD#: 1240188
3578 Niles-cortland Road, Cortland, OH 44410
75
Wealthminder
score

Kevin Brown (CRD# 1240188) is an Investment Advisor Representative working at Union Capital Company in Cortland, OH and has 1 year of experience in the finance industry.

10
Francisco B. Almada
CRD#: 1575694
6407 E. Grant Road, Tucson, AZ 85715
71
Wealthminder
score

Francisco Almada (CRD# 1575694) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 31 years of experience in the finance industry.

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