Union Capital Company

Union Capital Company (CRD# 110301) is a financial advisory firm headquartered in Tucson, AZ. They manage $38,000,000 in 250 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    38
    MILLION
  • Total Number of Accounts
    250
    ACCOUNTS
  • Average Account Value
    $152,000
Compensation Options
  • A percentage of assets under your management
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, OH, TX

Financial Advisors at Union Capital Company
Showing 1 - 10 of 11 top financial advisors.
1
Noemi L. Ortega
CRD#: 2486499
6425 East Grant Road, Tucson, AZ 85715
93
Wealthminder
score

Noemi Ortega (CRD# 2486499) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 23 years of experience in the finance industry.

2
Lincoln T. Yu
CRD#: 475393
6425 East Grant Road, Tucson, AZ 85715
93
Wealthminder
score

Lincoln Yu (CRD# 475393) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 37 years of experience in the finance industry.

3
Francisco B. Almada
CRD#: 1575694
6425 East Grant Road, Tucson, AZ 85715
83
Wealthminder
score

Francisco Almada (CRD# 1575694) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 30 years of experience in the finance industry.

4
Joseph F. Bodkin
CRD#: 24606
6425 East Grant Road, Tucson, AZ 85715
83
Wealthminder
score

Joseph Bodkin (CRD# 24606) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 37 years of experience in the finance industry.

5
George N. Hallad
CRD#: 234371
6425 East Grant Road, Tucson, AZ 85715
83
Wealthminder
score

George Hallad (CRD# 234371) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 34 years of experience in the finance industry.

6
Peter C. Naftzger
CRD#: 3201740
Nevada City, CA
83
Wealthminder
score

Peter Naftzger (CRD# 3201740) is an Investment Advisor Representative working at Union Capital Company in Nevada City, CA and has over 18 years of experience in the finance industry.

7
Kevin M. Brown
CRD#: 1240188
410 Robbins Ave, Niles, OH 44446
75
Wealthminder
score

Kevin Brown (CRD# 1240188) is an Investment Advisor Representative working at Union Capital Company in Niles, OH and has 1 year of experience in the finance industry.

8
Larry R. Friedenberg
CRD#: 1413577
6425 East Grant Road, Tucson, AZ 85715
68
Wealthminder
score

Larry Friedenberg (CRD# 1413577) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 32 years of experience in the finance industry.

9
Kevin W. McBarron
CRD#: 1282026
Coronado, CA
58
Wealthminder
score

Kevin McBarron (CRD# 1282026) is an Investment Advisor Representative working at Union Capital Company in Coronado, CA and has over 28 years of experience in the finance industry.

10
Joe R. Garza
CRD#: 2213914
6425 E. Grant Road, Tucson, AZ 85715
51
Wealthminder
score

Joe Garza (CRD# 2213914) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 25 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.