Unionbanc Investment Services, LLC

Unionbanc Investment Services, LLC (CRD# 14455) is a financial advisory firm headquartered in Glendale, CA. They manage $1,188,433,700 in 3,842 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,188
    MILLION
  • Total Number of Accounts
    3,842
    ACCOUNTS
  • Average Account Value
    $309,327
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Unionbanc Investment Services, LLC
Showing 1 - 10 of 328 top financial advisors.
1
Anthony Alberico
CRD#: 4243048
530 B Street, Suite 2400, San Diego, CA 92101
96
Wealthminder
score

Anthony Alberico (CRD# 4243048) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in San Diego, CA and has over 17 years of experience in the finance industry. Anthony Alberico has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Thomas F. Bennett
CRD#: 4201609
3191 Danville Blvd, Alamo, CA 94507
96
Wealthminder
score

Thomas Bennett (CRD# 4201609) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Alamo, CA and has over 17 years of experience in the finance industry. Thomas Bennett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Yun Z. Feng
CRD#: 4398379
200 Pringle Ave, Ste 200, Walnut Creek, CA 94596
96
Wealthminder
score

Yun Feng (CRD# 4398379) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Walnut Creek, CA and has over 15 years of experience in the finance industry. Yun Feng has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Tyler K. Forsythe
CRD#: 4386712
1200 5th Ave, Seattle, WA 98101
96
Wealthminder
score

Tyler Forsythe (CRD# 4386712) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Seattle, WA and has over 15 years of experience in the finance industry.

5
Ashley M. Gagne
CRD#: 5842861
1101 Market St, San Diego, CA 92101
96
Wealthminder
score

Ashley Gagne (CRD# 5842861) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in San Diego, CA and has over 7 years of experience in the finance industry. Ashley Gagne has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Matthew J. Holbrook
CRD#: 4541534
18300 Von Karman Avenue, Suite 500, Irvine, CA 92612
96
Wealthminder
score

Matthew Holbrook (CRD# 4541534) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Irvine, CA and has over 15 years of experience in the finance industry. Matthew Holbrook has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Michael R. Judge
CRD#: 5490102
669 So. Rancho Santa Fe Rd., San Marcos, CA 92078
96
Wealthminder
score

Michael Judge (CRD# 5490102) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in San Marcos, CA and has over 8 years of experience in the finance industry. Michael Judge has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Brandon S. Kelly
CRD#: 3073015
13300 Newport Avenue, Second Floor, Tustin, CA 92780
96
Wealthminder
score

Brandon Kelly (CRD# 3073015) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Tustin, CA and has over 19 years of experience in the finance industry. Brandon Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Alice W. Liang
CRD#: 4763269
1494 Saratoga Avenue, San Jose, CA 95129
96
Wealthminder
score

Alice Liang (CRD# 4763269) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in San Jose, CA and has over 14 years of experience in the finance industry. Alice Liang has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Kirk W. Martin
CRD#: 1695644
800 N Brand Blvd., 16th Floor, Glendale, CA 91203
96
Wealthminder
score

Kirk Martin (CRD# 1695644) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Glendale, CA and has over 14 years of experience in the finance industry.

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