United Capital Financial Advisers

United Capital Financial Advisers (CRD# 134600) is a financial advisory firm headquartered in Newport Beach, CA. They manage $17,463,349,244 in 55,084 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    17,463
    MILLION
  • Total Number of Accounts
    55,084
    ACCOUNTS
  • Average Account Value
    $317,031
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at United Capital Financial Advisers
Showing 1 - 10 of 329 top financial advisors.
1
Paul J. Messiter
CRD#: 2206538
2211 Old Earhart Road, Suite 195, Ann Arbor, MI 48105
101
Wealthminder
score

Paul Messiter (CRD# 2206538) is an Investment Advisor Representative working at United Capital Financial Advisers in Ann Arbor, MI and has over 26 years of experience in the finance industry. Paul Messiter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Mark B. Wimmer
CRD#: 5506184
200 N. Lasalle, Suite 2360, Chicago, IL 60601
98
Wealthminder
score

Mark Wimmer (CRD# 5506184) is an Investment Advisor Representative working at United Capital Financial Advisers in Chicago, IL and has over 10 years of experience in the finance industry.

3
Stacey L. Zwicker
CRD#: 2131877
100 Shoreline Blvd., Suite 275b, Mill Valley, CA 94941
98
Wealthminder
score

Stacey Zwicker (CRD# 2131877) is an Investment Advisor Representative working at United Capital Financial Advisers in Mill Valley, CA and has over 22 years of experience in the finance industry.

4
Audrey J. Baker
CRD#: 4772825
300 Banner Court, Suite 1, Modesto, CA 95356
96
Wealthminder
score

Audrey Baker (CRD# 4772825) is an Investment Advisor Representative working at United Capital Financial Advisers in Modesto, CA and has over 14 years of experience in the finance industry.

5
Christopher D. Battreall
CRD#: 4089104
909 Fifteenth Street, Suite 1, Modesto, CA 95354
96
Wealthminder
score

Christopher Battreall (CRD# 4089104) is an Investment Advisor Representative working at United Capital Financial Advisers in Modesto, CA and has over 18 years of experience in the finance industry. Christopher Battreall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Stephen D. Bauer
CRD#: 5477953
1450 Lake Robbins Drive, Suite 100, The Woodlands, TX 77380
96
Wealthminder
score

Stephen Bauer (CRD# 5477953) is an Investment Advisor Representative working at United Capital Financial Advisers in The Woodlands, TX and has over 10 years of experience in the finance industry. Stephen Bauer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Matthew A. Bennett
CRD#: 6122751
125 E John Carpenter Frwy, Suite 1200, Irving, TX 75062
96
Wealthminder
score

Matthew Bennett (CRD# 6122751) is an Investment Advisor Representative working at United Capital Financial Advisers in Irving, TX and has over 5 years of experience in the finance industry. Matthew Bennett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Paul C. Bennett
CRD#: 1933992
746 Walker Road, Suite 26, Great Falls, VA 22066
96
Wealthminder
score

Paul Bennett (CRD# 1933992) is an Investment Advisor Representative working at United Capital Financial Advisers in Great Falls, VA and has over 25 years of experience in the finance industry. Paul Bennett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Randy L. Berry
CRD#: 1020336
2325 Lakeview Parkway Suite 175, Alpharetta, GA 30009
96
Wealthminder
score

Randy Berry (CRD# 1020336) is an Investment Advisor Representative working at United Capital Financial Advisers in Alpharetta, GA and has over 35 years of experience in the finance industry. Randy Berry has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Shawn A. Best
CRD#: 5618834
7373 North Scottsdale Road, Suite A250, Scottsdale, AZ 85253
96
Wealthminder
score

Shawn Best (CRD# 5618834) is an Investment Advisor Representative working at United Capital Financial Advisers in Scottsdale, AZ and has over 8 years of experience in the finance industry. Shawn Best has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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