United Capital Financial Advisers

United Capital Financial Advisers (CRD# 134600) is a financial advisory firm headquartered in Newport Beach, CA. They manage $15,406,381,912 in 48,598 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    15,406
    MILLION
  • Total Number of Accounts
    48,598
    ACCOUNTS
  • Average Account Value
    $317,017
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at United Capital Financial Advisers
Showing 1 - 10 of 255 top financial advisors.
1
Pericles P. Gregoriou
CRD#: 2416527
QD2255 Glades Road, Suite #236 W, Boca Raton, FL 33431
103
Wealthminder
score

Pericles Gregoriou (CRD# 2416527) is an Investment Advisor Representative working at Quorum Investment Counsel as Chief Investment Officer in Boca Raton, FL and has over 21 years of experience as a professional investor.

2
Audrey J. Baker
CRD#: 4772825
300 Banner Court, Suite 1, Modesto, CA 95356
96
Wealthminder
score

Audrey Baker (CRD# 4772825) is an Investment Advisor Representative working at United Capital Financial Advisers in Modesto, CA and has over 12 years of experience in the finance industry.

3
Stephen D. Bauer
CRD#: 5477953
1450 Lake Robbins Drive, Suite 100, The Woodlands, TX 77380
96
Wealthminder
score

Stephen Bauer (CRD# 5477953) is an Investment Advisor Representative working at United Capital Financial Advisers in The Woodlands, TX and has over 8 years of experience in the finance industry. Stephen Bauer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Paul C. Bennett
CRD#: 1933992
746 Walker Road, Suite 26, Great Falls, VA 22066
96
Wealthminder
score

Paul Bennett (CRD# 1933992) is an Investment Advisor Representative working at United Capital Financial Advisers in Great Falls, VA and has over 24 years of experience in the finance industry. Paul Bennett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Randy L. Berry
CRD#: 1020336
2325 Lakeview Parkway Suite 175, Alpharetta, GA 30009
96
Wealthminder
score

Randy Berry (CRD# 1020336) is an Investment Advisor Representative working at United Capital Financial Advisers in Alpharetta, GA and has over 34 years of experience in the finance industry. Randy Berry has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Anthony L. Blagrove
CRD#: 4949351
5050 El Camino Real Ste 204, Los Altos, CA 94022
96
Wealthminder
score

Anthony Blagrove (CRD# 4949351) is an Investment Advisor Representative working at United Capital Financial Advisers in Los Altos, CA and has over 8 years of experience in the finance industry. Anthony Blagrove has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Jonathan A. Blumenthal
CRD#: 4080699
125 E. John Carpenter Freeway, Suite 1200, Irving, TX 75062
96
Wealthminder
score

Jonathan Blumenthal (CRD# 4080699) is an Investment Advisor Representative working at United Capital Financial Advisers in Irving, TX and has over 16 years of experience in the finance industry. Jonathan Blumenthal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Donna K. Brotherton
CRD#: 2254415
7373 N Scottsdale Rd Ste A199, Scottsdale, AZ 85253
96
Wealthminder
score

Donna Brotherton (CRD# 2254415) is an Investment Advisor Representative working at United Capital Financial Advisers in Scottsdale, AZ and has over 24 years of experience in the finance industry.

9
John L. Brotherton
CRD#: 1140311
7373 N Scottsdale Rd Ste A199, Scottsdale, AZ 85253
96
Wealthminder
score

John Brotherton (CRD# 1140311) is an Investment Advisor Representative working at United Capital Financial Advisers in Scottsdale, AZ and has over 33 years of experience in the finance industry. John Brotherton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Robert A. Brown
CRD#: 6082866
125 E. John Carpenter Freeway, Suite 1200, Irving, TX 75062
96
Wealthminder
score

Robert Brown (CRD# 6082866) is an Investment Advisor Representative working at United Capital Financial Advisers in Irving, TX and has over 16 years of experience in the finance industry.

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