Vantage Wealth Management, LLC

Vantage Wealth Management, LLC (CRD# 152374) is a financial advisory firm headquartered in San Mateo, CA. They manage $227,069,820 in 981 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    227
    MILLION
  • Total Number of Accounts
    981
    ACCOUNTS
  • Average Account Value
    $231,468
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, LA, TX, WA

Financial Advisors at Vantage Wealth Management, LLC
Showing 1 - 6 of 6 top financial advisors.
1
Aaron M. Agte
CRD#: 5041214
1 Waters Park Dr., Ste. 98, San Mateo, CA 94403
96
Wealthminder
score

Aaron Agte (CRD# 5041214) is an Investment Advisor Representative working at Vantage Wealth Management, LLC in San Mateo, CA and has over 10 years of experience in the finance industry. Aaron Agte has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
David V. Fernelius
CRD#: 2006559
1 Waters Park Dr., Ste. 98, San Mateo, CA 94403
96
Wealthminder
score

David Fernelius (CRD# 2006559) is an Investment Advisor Representative working at Vantage Wealth Management, LLC in San Mateo, CA and has over 26 years of experience in the finance industry. David Fernelius has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
John D. Lee
CRD#: 5204771
1 Waters Park Dr., Ste. 98, San Mateo, CA 94403
96
Wealthminder
score

John Lee (CRD# 5204771) is an Investment Advisor Representative working at Vantage Wealth Management, LLC in San Mateo, CA and has over 10 years of experience in the finance industry. John Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Brandy M. Navarro
CRD#: 4430790
1 Waters Park Dr., Ste. 98, San Mateo, CA 94403
96
Wealthminder
score

Brandy Navarro (CRD# 4430790) is an Investment Advisor Representative working at Vantage Wealth Management, LLC in San Mateo, CA and has over 14 years of experience in the finance industry. Brandy Navarro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Christopher J. Thomas
CRD#: 4306408
1 Waters Park Dr., Ste. 98, San Mateo, CA 94403
96
Wealthminder
score

Christopher Thomas (CRD# 4306408) is an Investment Advisor Representative working at Vantage Wealth Management, LLC in San Mateo, CA and has over 15 years of experience in the finance industry. Christopher Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Mitone M. Griffiths
CRD#: 5433952
1 Waters Park Dr., Ste. 98, San Mateo, CA 94403
93
Wealthminder
score

Mitone Griffiths (CRD# 5433952) is an Investment Advisor Representative working at Vantage Wealth Management, LLC in San Mateo, CA and has over 8 years of experience in the finance industry.

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