Vaughan And Company Securities, Inc.
Vaughan And Company Securities, Inc. (CRD# 18826) is a financial advisory firm headquartered in Ridgewood, NJ. They manage $73,000,000 in 212 accounts and serve the financial needs of clients across 7 states (or territories).
Total Assets Under Management73MILLION
Total Number of Accounts212ACCOUNTS
Average Account Value$344,340
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CT, FL, MA, NH, NJ, NY, TX
James Vaughan (CRD# 1330813) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has over 33 years of experience in the finance industry. James Vaughan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
James Vaughan (CRD# 453737) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has 1 year of experience in the finance industry.