Vaughan And Company Securities, Inc.

Vaughan And Company Securities, Inc. (CRD# 18826) is a financial advisory firm headquartered in Ridgewood, NJ. They manage $73,000,000 in 212 accounts and serve the financial needs of clients across 7 states (or territories).

Current Firm Details
68 Passaic Street, Ridgewood, NJ 07450
https://www.vaughanandco.com
By the Numbers
  • Total Assets Under Management
    73
    MILLION
  • Total Number of Accounts
    212
    ACCOUNTS
  • Average Account Value
    $344,340
Compensation Options
  • A percentage of assets under your management
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, FL, MA, NH, NJ, NY, TX

Financial Advisors at Vaughan And Company Securities, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
James Vaughan, financial advisor Ridgewood NJ
James D. Vaughan
CRD#: 1330813
68 Passaic Street, Ridgewood, NJ 07450
76
Wealthminder
score

James Vaughan (CRD# 1330813) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has over 33 years of experience in the finance industry. James Vaughan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James Vaughan, financial advisor Ridgewood NJ
James D. Vaughan
CRD#: 453737
68 Passaic Street, Ridgewood, NJ 07450
67
Wealthminder
score

James Vaughan (CRD# 453737) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has 1 year of experience in the finance industry.

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Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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