Vaughan And Company Securities, Inc.

Vaughan And Company Securities, Inc. (CRD# 18826) is a financial advisory firm headquartered in Ridgewood, NJ. They manage $275,000,000 in 477 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    275
    MILLION
  • Total Number of Accounts
    477
    ACCOUNTS
  • Average Account Value
    $576,520
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, MA, NJ, NY, TX

Financial Advisors at Vaughan And Company Securities, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
James D. Vaughan
CRD#: 1330813
68 Passaic Street, Ridgewood, NJ 07450

James Vaughan (CRD# 1330813) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has over 37 years of experience in the finance industry. James Vaughan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Tyler G. Kennedy
CRD#: 7137935
68 Passaic Street, Ridgewood, NJ 07450

Tyler Kennedy (CRD# 7137935) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has 1 year of experience in the finance industry.

3
Kevin A. Leeds
CRD#: 3270436
68 Passaic Street, Ridgewood, NJ 07450

Kevin Leeds (CRD# 3270436) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has over 22 years of experience in the finance industry.

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