Vaughan And Company Securities, Inc.

Vaughan And Company Securities, Inc. (CRD# 18826) is a financial advisory firm headquartered in Ridgewood, NJ. They manage $64,000,000 in 169 accounts and serve the financial needs of clients across 7 states (or territories).

Current Firm Details
68 Passaic Street, Ridgewood, NJ 07450
https://www.vaughanandco.com
By the Numbers
  • Total Assets Under Management
    64
    MILLION
  • Total Number of Accounts
    169
    ACCOUNTS
  • Average Account Value
    $378,698
Compensation Options
  • A percentage of assets under your management
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, FL, MA, NH, NJ, NY, TX

Financial Advisors at Vaughan And Company Securities, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
James Vaughan, financial advisor Ridgewood NJ
James D. Vaughan
CRD#: 1330813
68 Passaic Street, Ridgewood, NJ 07450
76
Wealthminder
score

James Vaughan (CRD# 1330813) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has over 32 years of experience in the finance industry. James Vaughan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James Vaughan, financial advisor Ridgewood NJ
James D. Vaughan
CRD#: 453737
68 Passaic Street, Ridgewood, NJ 07450
67
Wealthminder
score

James Vaughan (CRD# 453737) is an Investment Advisor Representative working at Vaughan And Company Securities, Inc. in Ridgewood, NJ and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Request Proposals