Vellum Financial, LLC

Vellum Financial, LLC (CRD# 149909) is a financial advisory firm headquartered in San Luis Obispo, CA. They manage $158,340,717 in 830 accounts and serve the financial needs of clients across 13 states (or territories).

By the Numbers
  • Total Assets Under Management
    158
    MILLION
  • Total Number of Accounts
    830
    ACCOUNTS
  • Average Account Value
    $190,772
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, MA, MI, NE, NH, NJ, NY, OR, TX, WA

Financial Advisors at Vellum Financial, LLC
Showing 1 - 7 of 7 top financial advisors.
1
Mark P. Malek
CRD#: 1999171
12 Christopher Way, Suite 200, Eatontown, NJ 07724
93
Wealthminder
score

Mark Malek (CRD# 1999171) is an Investment Advisor Representative working at Vellum Financial, LLC in Eatontown, NJ and has over 25 years of experience in the finance industry.

2
Sean M. Newsom
CRD#: 4176993
1880 Santa Barbara Avenue, Suite 240, San Luis Obispo, CA 93401
93
Wealthminder
score

Sean Newsom (CRD# 4176993) is an Investment Advisor Representative working at Vellum Financial, LLC in San Luis Obispo, CA and has over 15 years of experience in the finance industry.

3
Larry S. O'callaghan
CRD#: 2671685
1988 Old Mission Drive, Suite B-1, Solvang, CA 93463
93
Wealthminder
score

Larry O'callaghan (CRD# 2671685) is an Investment Advisor Representative working at Vellum Financial, LLC in Solvang, CA and has over 22 years of experience in the finance industry.

4
Daniel J. Rohr
CRD#: 6236648
1238 E. Grand Avenue, Arroyo Grande, CA 93420
87
Wealthminder
score

Daniel Rohr (CRD# 6236648) is an Investment Advisor Representative working at Vellum Financial, LLC in Arroyo Grande, CA and has 1 year of experience in the finance industry.

5
Arlo B. Sullivan
CRD#: 2209899
1880 Santa Barbara Avenue, Suite 240, San Luis Obispo, CA 93401
83
Wealthminder
score

Arlo Sullivan (CRD# 2209899) is an Investment Advisor Representative working at Vellum Financial, LLC in San Luis Obispo, CA and has over 25 years of experience in the finance industry.

6
Kevin C. Swanson
CRD#: 2528342
1880 Santa Barbara Avenue, Suite 240, San Luis Obispo, CA 93401
83
Wealthminder
score

Kevin Swanson (CRD# 2528342) is an Investment Advisor Representative working at Vellum Financial, LLC in San Luis Obispo, CA and has over 23 years of experience in the finance industry.

7
Kelly M. Smith
CRD#: 2767394
2125 S. Broadway, Suite 110, Santa Maria, CA 93454
71
Wealthminder
score

Kelly Smith (CRD# 2767394) is an Investment Advisor Representative working at Vellum Financial, LLC in Santa Maria, CA and has over 21 years of experience in the finance industry. Kelly Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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