Waddell & Reed

Waddell & Reed (CRD# 866) is a financial advisory firm headquartered in Overland Park, KS. They manage $18,308,936,178 in 149,599 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    18,309
    MILLION
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Waddell & Reed
Showing 1 - 10 of 2,317 top financial advisors.
1
Daniel A. Lockwood
CRD#: 3080178
311 South Wacker Drive, Suite 3250, Chicago, IL 60606
104
Wealthminder
score

Daniel Lockwood (CRD# 3080178) is an Investment Advisor Representative working at Waddell & Reed in Chicago, IL and has over 16 years of experience in the finance industry. Daniel Lockwood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which puts clients' interests first and comply with the Financial Planning Practice Standards.

2
Jennifer E. Malone
CRD#: 5141647
900 W 48th Place, Suite 120, Kansas City, MO 64112
103
Wealthminder
score

Jennifer Malone (CRD# 5141647) is an Investment Advisor Representative working at Waddell & Reed in Kansas City, MO and has over 10 years of experience in the finance industry. Jennifer Malone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael L. Haman
CRD#: 5399902
1001 S. 70th, Suite 102, Lincoln, NE 68510
101
Wealthminder
score
Michael Haman (CRD# 5399902) is an Investment Advisor Representative working at Waddell & Reed in Lincoln, NE and has over 9 years of experience in the finance industry.
4
Ryan E. Kelley
CRD#: 5337880
1875 South Grant St, Suite 750, San Mateo, CA 94402
101
Wealthminder
score

Ryan Kelley (CRD# 5337880) is an Investment Advisor Representative working at Waddell & Reed in San Mateo, CA and has over 10 years of experience in the finance industry.

5
Thomas H. Sauer
CRD#: 4855999
6000 Fairview Rd, Ste 310, Charlotte, NC 28210
101
Wealthminder
score

Thomas Sauer (CRD# 4855999) is an Investment Advisor Representative working at Waddell & Reed in Charlotte, NC and has over 13 years of experience in the finance industry. Thomas Sauer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Levi J. Befort
CRD#: 5107890
2765 Commerce Dr Nw, Suite 110, Rochester, MN 55901
100
Wealthminder
score
Levi Befort (CRD# 5107890) is an Investment Advisor Representative working at Waddell & Reed in Rochester, MN and has over 10 years of experience in the finance industry.
7
Brian J. Diehlman
CRD#: 3235469
3810 Springhurst Blvd, Suite 300, Louisville, KY 40241
100
Wealthminder
score

Brian Diehlman (CRD# 3235469) is an Investment Advisor Representative working at Waddell & Reed in Louisville, KY and has over 13 years of experience in the finance industry.

8
Catherine L. Lafee
CRD#: 2576685
7001 N Scottsdale Rd, Suite 2035, Scottsdale, AZ 85253
100
Wealthminder
score

Catherine Lafee (CRD# 2576685) is an Investment Advisor Representative working at Waddell & Reed in Scottsdale, AZ and has over 25 years of experience in the finance industry.

9
Brian D. Swilling
CRD#: 4956839
6000 Fairview Rd, Ste 310, Charlotte, NC 28210
100
Wealthminder
score

Brian Swilling (CRD# 4956839) is an Investment Advisor Representative working at Waddell & Reed in Charlotte, NC and has over 12 years of experience in the finance industry.

10
Diane M. Chamberlain
CRD#: 3171907
1230 North Ave, Suite 8, Spearfish, SD 57783
98
Wealthminder
score
Diane Chamberlain (CRD# 3171907) is an Investment Advisor Representative working at Waddell & Reed in Spearfish, SD and has over 17 years of experience in the finance industry.
1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.