Walpole Financial Advisors, LLC

Walpole Financial Advisors, LLC (CRD# 135834) is a financial advisory firm headquartered in Goleta, CA. They manage $131,885,452 in 333 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    132
    MILLION
  • Total Number of Accounts
    333
    ACCOUNTS
  • Average Account Value
    $396,052
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, LA

Financial Advisors at Walpole Financial Advisors, LLC
Showing 1 - 5 of 5 top financial advisors.
1
Paul K. Mannion
CRD#: 4764558
70 Santa Felicia Drive, Goleta, CA 93117
96
Wealthminder
score

Paul Mannion (CRD# 4764558) is an Investment Advisor Representative working at Walpole Financial Advisors, LLC in Goleta, CA and has over 12 years of experience in the finance industry. Paul Mannion has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jean A. Smith
CRD#: 4266275
70 Santa Felicia Drive, Goleta, CA 93117
96
Wealthminder
score

Jean Smith (CRD# 4266275) is an Investment Advisor Representative working at Walpole Financial Advisors, LLC in Goleta, CA and has over 15 years of experience in the finance industry. Jean Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Kirk B. Stovesand
CRD#: 4249778
70 Santa Felicia Drive, Goleta, CA 93117
96
Wealthminder
score

Kirk Stovesand (CRD# 4249778) is an Investment Advisor Representative working at Walpole Financial Advisors, LLC in Goleta, CA and has over 16 years of experience in the finance industry. Kirk Stovesand has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Yusuf A. Balogun
CRD#: 5747592
70 Santa Felicia Drive, Goleta, CA 93117
93
Wealthminder
score

Yusuf Balogun (CRD# 5747592) is an Investment Advisor Representative working at Walpole Financial Advisors, LLC in Goleta, CA and has over 6 years of experience in the finance industry.

5
Anita J. Peca
CRD#: 5293661
70 Santa Felicia Drive, Goleta, CA 93117
93
Wealthminder
score

Anita Peca (CRD# 5293661) is an Investment Advisor Representative working at Walpole Financial Advisors, LLC in Goleta, CA and has over 10 years of experience in the finance industry.

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