Walsh & Associates, LLC

Walsh & Associates, LLC (CRD# 144441) is a financial advisory firm headquartered in Sarasota, FL. They manage $240,000,000 in 2,020 accounts and serve the financial needs of clients across 14 states (or territories).

By the Numbers
  • Total Assets Under Management
    240
    MILLION
  • Total Number of Accounts
    2,020
    ACCOUNTS
  • Average Account Value
    $118,812
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, GA, IL, MD, MN, NC, NH, NV, TX, UT, VA, WI

Financial Advisors at Walsh & Associates, LLC
Showing 1 - 3 of 3 top financial advisors.
1
Joseph P. Walsh
CRD#: 4630974
16969 Nw 67th Ave Ste 101, Miami, FL 33015
93
Wealthminder
score

Joseph Walsh (CRD# 4630974) is an Investment Advisor Representative working at Walsh & Associates, LLC in Miami, FL and has over 8 years of experience in the finance industry.

2
Michael J. Walsh
CRD#: 5160655
2350 Fruitville Rd., Suite 201, Sarasota, FL 34237
93
Wealthminder
score

Michael Walsh (CRD# 5160655) is an Investment Advisor Representative working at Walsh & Associates, LLC in Sarasota, FL and has over 11 years of experience in the finance industry.

3
Joseph P. Walsh
CRD#: 1477994
1325 Sycamore Road Suite 201, Dekalb, IL 60115
76
Wealthminder
score

Joseph Walsh (CRD# 1477994) is an Investment Advisor Representative working at Walsh & Associates, LLC in Dekalb, IL and has over 24 years of experience in the finance industry. Joseph Walsh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.