Waterloo Capital Management

Waterloo Capital Management (CRD# 133705) is a financial advisory firm headquartered in Austin, TX. They manage $161,000,000 in 441 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    161
    MILLION
  • Total Number of Accounts
    441
    ACCOUNTS
  • Average Account Value
    $365,079
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

TX

Financial Advisors at Waterloo Capital Management
Showing 1 - 6 of 6 top financial advisors.
1
Earline F. Chapa
CRD#: 2237015
301 Congress Avenue, Suite 120, Austin, TX 78701
93
Wealthminder
score

Earline Chapa (CRD# 2237015) is an Investment Advisor Representative working at Waterloo Capital Management in Austin, TX and has over 18 years of experience in the finance industry.

2
Marcy W. Steward
CRD#: 2843184
301 Congress Avenue, Suite 120, Austin, TX 78701
93
Wealthminder
score

Marcy Steward (CRD# 2843184) is an Investment Advisor Representative working at Waterloo Capital Management in Austin, TX and has over 20 years of experience in the finance industry.

3
James T. Graham
CRD#: 6587201
301 Congress Avenue, Suite 120, Austin, TX 78701
87
Wealthminder
score

James Graham (CRD# 6587201) is an Investment Advisor Representative working at Waterloo Capital Management in Austin, TX and has 1 year of experience in the finance industry.

4
Donald R. Simoneaux
CRD#: 5144175
301 Congress Avenue, Suite 120, Austin, TX 78701
87
Wealthminder
score

Donald Simoneaux (CRD# 5144175) is an Investment Advisor Representative working at Waterloo Capital Management in Austin, TX and has 1 year of experience in the finance industry.

5
John T. Chatmas
CRD#: 2208046
301 Congress Avenue, Suite 120, Austin, TX 78701
83
Wealthminder
score

John Chatmas (CRD# 2208046) is an Investment Advisor Representative working at Waterloo Capital Management in Austin, TX and has over 25 years of experience in the finance industry.

6
Terrell F. Gates
CRD#: 4041793
301 Congress Avenue, Suite 120, Austin, TX 78701
61
Wealthminder
score

Terrell Gates (CRD# 4041793) is an Investment Advisor Representative working at Waterloo Capital Management in Austin, TX and has over 17 years of experience in the finance industry. Terrell Gates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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