Wayne Hummer Investments LLC

Wayne Hummer Investments LLC (CRD# 875) is a financial advisory firm headquartered in Chicago, IL. They manage $4,974,796,255 in 4,895 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    4,975
    MILLION
  • Total Number of Accounts
    4,895
    ACCOUNTS
  • Average Account Value
    $1,016,302
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Wayne Hummer Investments LLC
Showing 1 - 10 of 146 top financial advisors.
1
Jeffrey G. Becker
CRD#: 3206392
101 Exchange Street, Galena, IL 61036
96
Wealthminder
score

Jeffrey Becker (CRD# 3206392) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Galena, IL and has over 17 years of experience in the finance industry. Jeffrey Becker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Michael J. Megall
CRD#: 3271978
231 South Lasalle Street, 13th Floor, Chicago, IL 60604
96
Wealthminder
score

Michael Megall (CRD# 3271978) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Chicago, IL and has over 17 years of experience in the finance industry.

3
Lisa M. Micka
CRD#: 4073243
231 South Lasalle Street, 13th Floor, Chicago, IL 60604
96
Wealthminder
score

Lisa Micka (CRD# 4073243) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Chicago, IL and has over 16 years of experience in the finance industry. Lisa Micka has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Aimee E. Morrin
CRD#: 2975400
357 Roosevelt Road, Glen Ellyn, IL 60137
96
Wealthminder
score

Aimee Morrin (CRD# 2975400) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Glen Ellyn, IL and has over 16 years of experience in the finance industry. Aimee Morrin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Neil J. Moscicki
CRD#: 4126017
231 South Lasalle Street, 13th Floor, Chicago, IL 60604
96
Wealthminder
score

Neil Moscicki (CRD# 4126017) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Chicago, IL and has over 16 years of experience in the finance industry. Neil Moscicki has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Gregory W. Neumeyer
CRD#: 4096925
305 Enterprise Drive, Independence, IA 50644
96
Wealthminder
score

Gregory Neumeyer (CRD# 4096925) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Independence, IA and has over 16 years of experience in the finance industry. Gregory Neumeyer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Michael E. Sheets
CRD#: 2860384
721 W Jackson St, Morton, IL 61550
96
Wealthminder
score

Michael Sheets (CRD# 2860384) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Morton, IL and has over 19 years of experience in the finance industry. Michael Sheets has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Mark J. Stofan
CRD#: 1579856
2801 Black Road, Joliet, IL 60435
96
Wealthminder
score

Mark Stofan (CRD# 1579856) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Joliet, IL and has over 25 years of experience in the finance industry. Mark Stofan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Sharon M. Santopadre
CRD#: 2750701
4049 West Algonquin Road, Algonquin, IL 60102
95
Wealthminder
score

Sharon Santopadre (CRD# 2750701) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Algonquin, IL and has over 5 years of experience in the finance industry.

10
Nadine T. Bahaveolos
CRD#: 1904377
231 South Lasalle Street, 13th Floor, Chicago, IL 60604
93
Wealthminder
score

Nadine Bahaveolos (CRD# 1904377) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Chicago, IL and has over 26 years of experience in the finance industry.

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