Wellington Shields Capital Management, LLC

Wellington Shields Capital Management, LLC (CRD# 150529) is a financial advisory firm headquartered in New York, NY. They manage $908,668,439 in 480 accounts and serve the financial needs of clients across 21 states (or territories).

By the Numbers
  • Total Assets Under Management
    909
    MILLION
  • Total Number of Accounts
    480
    ACCOUNTS
  • Average Account Value
    $1,893,059
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, DE, FL, GA, MA, MD, ME, NC, NH, NJ, NY, PA, SC, TN, TX, VA, VT

Financial Advisors at Wellington Shields Capital Management, LLC
Showing 1 - 7 of 7 top financial advisors.
1
Eileen F. Connolly
CRD#: 3015310
140 Broadway, 44th Floor, New York, NY 10005

Eileen Connolly (CRD# 3015310) is an Investment Advisor Representative working at Wellington Shields Capital Management, LLC in New York, NY and has over 25 years of experience in the finance industry.

2
Thomas W. Grant
CRD#: 227594
140 Broadway, 44th Floor, New York, NY 10005

Thomas Grant (CRD# 227594) is an Investment Advisor Representative working at Wellington Shields Capital Management, LLC in New York, NY and has over 32 years of experience in the finance industry.

3
Paul I. Gulden
CRD#: 231863
140 Broadway, 44th Floor, New York, NY 10005

Paul Gulden (CRD# 231863) is an Investment Advisor Representative working at Wellington Shields Capital Management, LLC in New York, NY and has over 28 years of experience in the finance industry.

4
John P. Kelly
CRD#: 1550106
140 Broadway, 44th Floor, New York, NY 10005

John Kelly (CRD# 1550106) is an Investment Advisor Representative working at Wellington Shields Capital Management, LLC in New York, NY and has over 37 years of experience in the finance industry.

5
Julian Lecraw
CRD#: 6412334
140 Broadway, 44th Floor, New York, NY 10005

Julian Lecraw (CRD# 6412334) is an Investment Advisor Representative working at Wellington Shields Capital Management, LLC in New York, NY and has over 9 years of experience in the finance industry.

6
Geza J. Marx
CRD#: 2836839
140 Broadway, 44th Floor, New York, NY 10005

Geza Marx (CRD# 2836839) is an Investment Advisor Representative working at Wellington Shields Capital Management, LLC in New York, NY and has over 29 years of experience in the finance industry.

7
David V. Shields
CRD#: 1072810
140 Broadway, 44th Floor, New York, NY 10005

David Shields (CRD# 1072810) is an Investment Advisor Representative working at Wellington Shields Capital Management, LLC in New York, NY and has over 29 years of experience in the finance industry.

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