Wellington Shields Capital Management, LLC

Wellington Shields Capital Management, LLC (CRD# 150529) is a financial advisory firm headquartered in New York, NY. They manage $933,327,499 in 588 accounts and serve the financial needs of clients across 19 states (or territories).

By the Numbers
  • Total Assets Under Management
    933
    MILLION
  • Total Number of Accounts
    588
    ACCOUNTS
  • Average Account Value
    $1,587,292
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, DE, FL, GA, MA, ME, NC, NH, NJ, NY, PA, TN, TX, VA, VT

Financial Advisors at Wellington Shields Capital Management, LLC
No Advisor Found.
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