Westend Advisors, LLC

Westend Advisors, LLC (CRD# 133279) is a financial advisory firm headquartered in Charlotte, NC. They manage $1,964,719,213 in 1,496 accounts and serve the financial needs of clients across 36 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,965
    MILLION
  • Total Number of Accounts
    1,496
    ACCOUNTS
  • Average Account Value
    $1,313,315
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CT, DC, DE, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NV, NY, OH, OR, PA, RI, SC, TN, TX, VA, VT, WA, WV

Financial Advisors at Westend Advisors, LLC
Showing 1 - 10 of 10 top financial advisors.
1
Michael W. Goldman
CRD#: 2640560
4064 Colony Road, Suite 130, Charlotte, NC 28211
96
Wealthminder
score

Michael Goldman (CRD# 2640560) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 21 years of experience in the finance industry. Michael Goldman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Frank S. Harkins
CRD#: 2743741
4064 Colony Road, Suite 130, Charlotte, NC 28211
96
Wealthminder
score

Frank Harkins (CRD# 2743741) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 20 years of experience in the finance industry. Frank Harkins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Frederick O. Porter
CRD#: 5191359
4064 Colony Road, Suite 130, Charlotte, NC 28211
96
Wealthminder
score

Frederick Porter (CRD# 5191359) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 10 years of experience in the finance industry.

4
Anna F. Brown
CRD#: 2904287
4064 Colony Road, Suite 130, Charlotte, NC 28211
93
Wealthminder
score

Anna Brown (CRD# 2904287) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 18 years of experience in the finance industry.

5
Edmund N. Durden
CRD#: 5273589
4064 Colony Road, Suite 130, Charlotte, NC 28211
93
Wealthminder
score

Edmund Durden (CRD# 5273589) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 9 years of experience in the finance industry.

6
Jennifer M. Friedland
CRD#: 4887431
4064 Colony Road, Suite 130, Charlotte, NC 28211
93
Wealthminder
score

Jennifer Friedland (CRD# 4887431) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 7 years of experience in the finance industry.

7
Shannon E. Hull
CRD#: 1975241
4064 Colony Road, Suite 130, Charlotte, NC 28211
93
Wealthminder
score

Shannon Hull (CRD# 1975241) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 24 years of experience in the finance industry.

8
Jason M. Leibowitz
CRD#: 4551201
4064 Colony Road, Suite 130, Charlotte, NC 28211
93
Wealthminder
score

Jason Leibowitz (CRD# 4551201) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 13 years of experience in the finance industry.

9
Robert L. Pharr
CRD#: 840632
4064 Colony Road, Suite 130, Charlotte, NC 28211
93
Wealthminder
score

Robert Pharr (CRD# 840632) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 33 years of experience in the finance industry.

10
William F. Griffin
CRD#: 5803119
4064 Colony Road, Suite 130, Charlotte, NC 28211
87
Wealthminder
score

William Griffin (CRD# 5803119) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has 1 year of experience in the finance industry.

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