Westend Advisors, LLC

Westend Advisors, LLC (CRD# 133279) is a financial advisory firm headquartered in Charlotte, NC. They manage $992,912,117 in 1,716 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    993
    MILLION
  • Total Number of Accounts
    1,716
    ACCOUNTS
  • Average Account Value
    $578,620
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Westend Advisors, LLC
Showing 1 - 10 of 18 top financial advisors.
1
Anna F. Brown
CRD#: 2904287
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

Anna Brown (CRD# 2904287) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 23 years of experience in the finance industry.

2
John C. Carlson
CRD#: 6094984
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

John Carlson (CRD# 6094984) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 9 years of experience in the finance industry.

3
James W. Cox
CRD#: 3025567
4064 Colony Road, Suite 130, Charlotte, NC 28211

James Cox (CRD# 3025567) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 22 years of experience in the finance industry.

4
Joseph N. Dagostino
CRD#: 1288016
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

Joseph Dagostino (CRD# 1288016) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 37 years of experience in the finance industry.

5
Edmund N. Durden
CRD#: 5273589
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

Edmund Durden (CRD# 5273589) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 14 years of experience in the finance industry.

6
Jennifer M. Friedland
CRD#: 4887431
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

Jennifer Friedland (CRD# 4887431) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 12 years of experience in the finance industry.

7
Michael W. Goldman
CRD#: 2640560
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

Michael Goldman (CRD# 2640560) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 26 years of experience in the finance industry.

8
Frank S. Harkins
CRD#: 2743741
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

Frank Harkins (CRD# 2743741) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 25 years of experience in the finance industry.

9
Shannon E. Hull
CRD#: 1975241
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

Shannon Hull (CRD# 1975241) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 29 years of experience in the finance industry.

10
Seth L. Knight
CRD#: 6244162
1001 Morehead Square Drive, Suite 600, Charlotte, NC 28203

Seth Knight (CRD# 6244162) is an Investment Advisor Representative working at Westend Advisors, LLC in Charlotte, NC and has over 7 years of experience in the finance industry.

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