Williams Financial Management, LLC

Williams Financial Management, LLC (CRD# 137038) is a financial advisory firm headquartered in Bennington, VT. They manage $54,106,968 in 564 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    54
    MILLION
  • Total Number of Accounts
    564
    ACCOUNTS
  • Average Account Value
    $95,934
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

MA, NH, NY, PA, SC, VT

Financial Advisors at Williams Financial Management, LLC
Showing 1 - 6 of 6 top financial advisors.
1
Robert J. Powell
CRD#: 5478100
East Boston, MA
96
Wealthminder
score

Robert Powell (CRD# 5478100) is an Investment Advisor Representative working at Williams Financial Management, LLC in East Boston, MA and has over 8 years of experience in the finance industry. Robert Powell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Kristin W. Reed
CRD#: 3039146
508 Main Street, Bennington, VT 05201
96
Wealthminder
score

Kristin Reed (CRD# 3039146) is an Investment Advisor Representative working at Williams Financial Management, LLC in Bennington, VT and has over 18 years of experience in the finance industry. Kristin Reed has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Daryl A. Spirka
CRD#: 4006179
508 Main Street, Bennington, VT 05201
96
Wealthminder
score

Daryl Spirka (CRD# 4006179) is an Investment Advisor Representative working at Williams Financial Management, LLC in Bennington, VT and has over 16 years of experience in the finance industry. Daryl Spirka has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Janice A. Swenor
CRD#: 4890433
65 State Road East, Westminster, MA 01473
96
Wealthminder
score

Janice Swenor (CRD# 4890433) is an Investment Advisor Representative working at Williams Financial Management, LLC in Westminster, MA and has over 12 years of experience in the finance industry. Janice Swenor has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Lawrence A. Hart
CRD#: 2103967
Moore, SC
93
Wealthminder
score

Lawrence Hart (CRD# 2103967) is an Investment Advisor Representative working at Williams Financial Management, LLC in Moore, SC and has over 26 years of experience in the finance industry.

6
James J. Williams
CRD#: 4806982
508 Main Street, Bennington, VT 05201
93
Wealthminder
score

James Williams (CRD# 4806982) is an Investment Advisor Representative working at Williams Financial Management, LLC in Bennington, VT and has over 12 years of experience in the finance industry.

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