Williams, Jones & Associates, LLC

Williams, Jones & Associates, LLC (CRD# 106861) is a financial advisory firm headquartered in New York, NY. They manage $6,312,750,933 in 3,824 accounts and serve the financial needs of clients across 37 states (or territories).

By the Numbers
  • Total Assets Under Management
    6,313
    MILLION
  • Total Number of Accounts
    3,824
    ACCOUNTS
  • Average Account Value
    $1,650,824
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, PA, RI, SC, TN, TX, VA, VT, WA, WI

Financial Advisors at Williams, Jones & Associates, LLC
Showing 1 - 3 of 3 top financial advisors.
1
Nancy L. Kokolj
CRD#: 1246830
717 Fifth Ave, 11th Floor, New York, NY 10022
93
Wealthminder
score

Nancy Kokolj (CRD# 1246830) is an Investment Advisor Representative working at Williams, Jones & Associates, LLC in New York, NY and has over 31 years of experience in the finance industry.

2
William P. Jones, Jr.
CRD#: 4345770
717 Fifth Avenue, Ste. 2400, New York, NY 10022
87
Wealthminder
score

William Jones, Jr. (CRD# 4345770) is an Investment Advisor Representative working at Williams, Jones & Associates, LLC in New York, NY and has 1 year of experience in the finance industry.

3
David A. Rosenfeld
CRD#: 4358173
717 Fifth Avenue, Ste. 2400, New York, NY 10022
87
Wealthminder
score

David Rosenfeld (CRD# 4358173) is an Investment Advisor Representative working at Williams, Jones & Associates, LLC in New York, NY and has 1 year of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.