Windsor Group Ltd

Windsor Group Ltd (CRD# 105279) is a financial advisory firm headquartered in Indianapolis, IN. They manage $856,726,310 in 2,299 accounts and serve the financial needs of clients across 14 states (or territories).

By the Numbers
  • Total Assets Under Management
    857
    MILLION
  • Total Number of Accounts
    2,299
    ACCOUNTS
  • Average Account Value
    $372,652
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, GA, IL, IN, MI, NE, NY, OH, TN, TX, VT

Financial Advisors at Windsor Group Ltd
Showing 1 - 10 of 11 top financial advisors.
1
Frank J. Esposito
CRD#: 2457931
500 E. 96th Street, Suite 450, Indianapolis, IN 46240
96
Wealthminder
score

Frank Esposito (CRD# 2457931) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 20 years of experience in the finance industry.

2
Sue E. Hardman
CRD#: 1986822
500 East 96th Street, Suite 450, Indianapolis, IN 46240
96
Wealthminder
score

Sue Hardman (CRD# 1986822) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 18 years of experience in the finance industry.

3
Matthew B. Ulsas
CRD#: 2820747
500 E 96th Street, Suite 450, Indianapolis, IN 46240
96
Wealthminder
score

Matthew Ulsas (CRD# 2820747) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 21 years of experience in the finance industry. Matthew Ulsas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Dean P. Weseli
CRD#: 4803131
500 E. 96th Street, Suite 450, Indianapolis, IN 46240
96
Wealthminder
score

Dean Weseli (CRD# 4803131) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 13 years of experience in the finance industry. Dean Weseli has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Randall D. Clark
CRD#: 1086464
10291 N. Meridian Street, Suite 300, Indianapolis, IN 46290
93
Wealthminder
score

Randall Clark (CRD# 1086464) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 34 years of experience in the finance industry.

6
Jerry D. Hawkins
CRD#: 5099087
500 E. 96th Street, Suite 450, Indianapolis, IN 46240
93
Wealthminder
score

Jerry Hawkins (CRD# 5099087) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 11 years of experience in the finance industry.

7
Robert S. Kaspar
CRD#: 1565602
10291 N. Meridian Street, Suite 300, Indianapolis, IN 46290
93
Wealthminder
score

Robert Kaspar (CRD# 1565602) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 20 years of experience in the finance industry.

8
Channing F. Mitzell
CRD#: 1192880
10291 N. Meridian Street, Suite 300, Indianapolis, IN 46290
93
Wealthminder
score

Channing Mitzell (CRD# 1192880) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 34 years of experience in the finance industry.

9
Brian T. Shupe
CRD#: 2353564
500 E 96th Street, Suite 450, Indianapolis, IN 46240
93
Wealthminder
score

Brian Shupe (CRD# 2353564) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has over 24 years of experience in the finance industry.

10
Sandra R. Villiger
CRD#: 2184480
500 E 96th Street, Suite 450, Indianapolis, IN 46240
90
Wealthminder
score

Sandra Villiger (CRD# 2184480) is an Investment Advisor Representative working at Windsor Group Ltd in Indianapolis, IN and has 1 year of experience in the finance industry. Sandra Villiger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.