Winthrop Financial, Inc.

Winthrop Financial, Inc. (CRD# 158852) is a financial advisory firm headquartered in Buffalo, NY. They manage $189,391,059 in 452 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    189
    MILLION
  • Total Number of Accounts
    452
    ACCOUNTS
  • Average Account Value
    $419,007
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL, NH, NY, PA, TN, TX

Financial Advisors at Winthrop Financial, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Winthrop L. Buck
CRD#: 34413
111 Genesee Street, Suite 3800, Buffalo, NY 14203
96
Wealthminder
score

Winthrop Buck (CRD# 34413) is an Investment Advisor Representative working at Winthrop Financial, Inc. in Buffalo, NY and has over 26 years of experience in the finance industry. Winthrop Buck has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Deborah A. Stauring
CRD#: 1081156
111 Genesee Street, Suite 3800, Buffalo, NY 14203
96
Wealthminder
score

Deborah Stauring (CRD# 1081156) is an Investment Advisor Representative working at Winthrop Financial, Inc. in Buffalo, NY and has over 27 years of experience in the finance industry. Deborah Stauring has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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