Wunderlich Securities, Inc.

Wunderlich Securities, Inc. (CRD# 2543) is a financial advisory firm headquartered in Memphis, TN. They manage $1,489,111,380 in 4,309 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,489
    MILLION
  • Total Number of Accounts
    4,309
    ACCOUNTS
  • Average Account Value
    $345,582
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Wunderlich Securities, Inc.
Showing 1 - 10 of 239 top financial advisors.
1
Thomas J. Begley
CRD#: 4104785
3000 Meridian Blvd., Suite 180, Franklin, TN 37067
96
Wealthminder
score

Thomas Begley (CRD# 4104785) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Franklin, TN and has over 16 years of experience in the finance industry. Thomas Begley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Joseph C. Bernardi
CRD#: 1220670
200 W. Madison Street, Suite 2950, Chicago, IL 60606
96
Wealthminder
score

Joseph Bernardi (CRD# 1220670) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Chicago, IL and has over 32 years of experience in the finance industry. Joseph Bernardi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael P. Ennis
CRD#: 3025721
6000 Poplar Avenue, Suite 150, Memphis, TN 38119
96
Wealthminder
score

Michael Ennis (CRD# 3025721) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Memphis, TN and has over 18 years of experience in the finance industry. Michael Ennis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Constance A. Etter
CRD#: 5087391
200 W. Madison Street, Suite 2950, Chicago, IL 60606
96
Wealthminder
score

Constance Etter (CRD# 5087391) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Chicago, IL and has over 10 years of experience in the finance industry. Constance Etter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Richard A. Fishbach
CRD#: 1615596
3201 Enterprise Parkway, Suite 150, Beachwood, OH 44122
96
Wealthminder
score

Richard Fishbach (CRD# 1615596) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Beachwood, OH and has over 29 years of experience in the finance industry. Richard Fishbach has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Thomas N. Johnson
CRD#: 859538
1801 Bayberry Court, Suite 104, Richmond, VA 23226
96
Wealthminder
score

Thomas Johnson (CRD# 859538) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Richmond, VA and has over 36 years of experience in the finance industry. Thomas Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Michael K. Jones
CRD#: 2239860
6000 Poplar Avenue, Suite 150, Memphis, TN 38119
96
Wealthminder
score

Michael Jones (CRD# 2239860) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Memphis, TN and has over 21 years of experience in the finance industry. Michael Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Joseph C. Koch
CRD#: 1465209
3201 Enterprise Parkway, Suite 150, Beachwood, OH 44122
96
Wealthminder
score

Joseph Koch (CRD# 1465209) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Beachwood, OH and has over 30 years of experience in the finance industry. Joseph Koch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Ann W. Kuppe
CRD#: 2482176
Harbert, MI
96
Wealthminder
score

Ann Kuppe (CRD# 2482176) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Harbert, MI and has over 22 years of experience in the finance industry. Ann Kuppe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Robert E. Lee
CRD#: 1413943
200 W. Madison Street, Suite 2950, Chicago, IL 60606
96
Wealthminder
score

Robert Lee (CRD# 1413943) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Chicago, IL and has over 8 years of experience in the finance industry. Robert Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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