Wunderlich Securities, Inc.

Wunderlich Securities, Inc. (CRD# 2543) is a financial advisory firm headquartered in Memphis, TN. They manage $1,617,737,128 in 4,915 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,618
    MILLION
  • Total Number of Accounts
    4,915
    ACCOUNTS
  • Average Account Value
    $329,143
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Wunderlich Securities, Inc.
Showing 1 - 10 of 242 top financial advisors.
1
Robert J. Brous, CIMA®
CRD#: 2999689
111 Great Neck Road, Suite 308, Great Neck, NY 11021
100
Wealthminder
score

Mr. Brous joined Wunderlich Securities in 2005 and opened the firm’s Great Neck, New York branch.  Prior to joining Wunderlich, Mr. Brous gained experience at HD Brous & Co., Inc.  Robert spent 8 years at HD Brous serving as a financial advisor and eventually becoming CEO and President of the firm. Mr. Brous specializes in wealth management strategies for individuals, institutions, and corporations.  Robert brings to bear a broad-based knowledge of the market and the industry, as well as, the deep resources of Wunderlich to each client situation.

 

Mr. Brous is a graduate of the Syracuse University earning a Bachelor of Arts degree in 1997. 

2
Joseph C. Bernardi
CRD#: 1220670
200 W. Madison Street, Suite 2950, Chicago, IL 60606
96
Wealthminder
score

Joseph Bernardi (CRD# 1220670) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Chicago, IL and has over 34 years of experience in the finance industry. Joseph Bernardi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Constance A. Etter
CRD#: 5087391
200 W. Madison Street, Suite 2950, Chicago, IL 60606
96
Wealthminder
score

Constance Etter (CRD# 5087391) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Chicago, IL and has over 12 years of experience in the finance industry. Constance Etter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Richard A. Fishbach
CRD#: 1615596
3201 Enterprise Parkway, Suite 150, Beachwood, OH 44122
96
Wealthminder
score

Richard Fishbach (CRD# 1615596) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Beachwood, OH and has over 31 years of experience in the finance industry. Richard Fishbach has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Twila B. Graham
CRD#: 4030989
3102 West End Avenue, Suite 750, Nashville, TN 37203
96
Wealthminder
score

Twila Graham (CRD# 4030989) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Nashville, TN and has over 17 years of experience in the finance industry. Twila Graham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Thomas N. Johnson
CRD#: 859538
4860 Cox Road, Suite 200, Glen Allen, VA 23060
96
Wealthminder
score

Thomas Johnson (CRD# 859538) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Glen Allen, VA and has over 38 years of experience in the finance industry. Thomas Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Michael K. Jones
CRD#: 2239860
6000 Poplar Avenue, Suite 150, Memphis, TN 38119
96
Wealthminder
score

Michael Jones (CRD# 2239860) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Memphis, TN and has over 22 years of experience in the finance industry. Michael Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Joseph C. Koch
CRD#: 1465209
711 West Ann Arbor Trail, Plymouth, MI 48170
96
Wealthminder
score

Joseph Koch (CRD# 1465209) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Plymouth, MI and has over 32 years of experience in the finance industry. Joseph Koch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Ann W. Kuppe
CRD#: 2482176
Harbert, MI
96
Wealthminder
score

Ann Kuppe (CRD# 2482176) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Harbert, MI and has over 23 years of experience in the finance industry. Ann Kuppe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Robert E. Lee
CRD#: 1413943
200 W. Madison Street, Suite 2950, Chicago, IL 60606
96
Wealthminder
score

Robert Lee (CRD# 1413943) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Chicago, IL and has over 9 years of experience in the finance industry. Robert Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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