Kevin Roche (CRD# 5279663) is an Investment Advisor Representative working at Farther in San Francisco, CA and has over 12 years of experience in the finance industry. Kevin Roche has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Farther Finance Advisors | San Francisco, CA | Feb 2024 - Current | < 1 |
| Tiaa | San Francisco, CA | Oct 2018 - Feb 2024 | 5 |
| Tiaa-cref Individual & Institutional Services, LLC | San Francisco, CA | Oct 2018 - Feb 2024 | 5 |
| Pruco Securities, LLC | San Francisco, CA | Aug 2018 - Sep 2018 | < 1 |
| 24 Hour Fitness Inc. | San Francisco, CA | Jan 2018 - Sep 2018 | < 1 |
| Unemployed | San Francisco, CA | Aug 2017 - Dec 2017 | < 1 |
| Wrapmanager, Inc. | San Francisco, CA | May 2016 - Jul 2017 | 1 |
| Fisher Investments | Woodside, CA | Oct 2010 - May 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Nov 2011 |
| S63 | Uniform Securities State Law Examination | Aug 2018 |
- CA
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Total Assets Under Management2,182MILLIONS
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Total Number of Accounts5,112ACCOUNTS
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Average Account Value$426,804
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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