Aaron Spitzner, financial advisor Waukesha WI
96 score

Aaron Spitzner

CRD Number: 6065460
Current Firm: Raymond James Financial Services Advisors, Inc.

Aaron Spitzner (CRD# 6065460) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Waukesha, WI and has over 5 years of experience in the finance industry. Aaron Spitzner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Raymond James Financial Services Advisors Inc. Waukesha, WI Nov 2016 - Current 1
Raymond James Financial Services, Inc. Waukesha, WI Nov 2016 - Current 1
Kowal Investment Group, LLC Waukesha, WI Oct 2016 - Current 1
Kowal Investment Group, LLC Waukesha, WI Dec 2016 - Mar 2017 < 1
Bmo Investment Distributors, LLC Milwaukee,, WI Jan 2015 - Oct 2016 1
Bmo Harris Financial Advisors Milwaukee, WI Aug 2012 - Oct 2016 4
M&i Financial Advisors Milwaukee, WI May 2012 - Aug 2012 < 1
M&i Corporation Milwaukee, WI Nov 2009 - May 2012 2
Quadgraphics Sussex, WI Jun 2009 - Nov 2009 < 1
Sconnie Madison, WI Sep 2008 - May 2009 < 1
Quadgraphics Sussex, WI May 2008 - Aug 2008 < 1
Sconnie Madison, WI Sep 2007 - May 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Contact Info for Aaron M. Spitzner
Phone Number: 727-567-3020
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    81,239
    MILLIONS
  • Total Number of Accounts
    280,698
    ACCOUNTS
  • Average Account Value
    $289,416
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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